Joseph L. Motes III - Dec 31, 2021 Form 5 Insider Report for ALLIANCE DATA SYSTEMS CORP (BFH)

Signature
Benjamin L. Morgan, Attorney in Fact
Stock symbol
BFH
Transactions as of
Dec 31, 2021
Transactions value $
$0
Form type
5
Date filed
2/11/2022, 03:19 PM
Next filing
Feb 17, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
holding BFH Common Stock 45.1K Dec 31, 2021 Direct F1, F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 In connection with the spin-off of Loyalty Ventures Inc. by the Issuer, outstanding unvested restricted stock units ("RSUs"), including RSUs previously granted to the Reporting Person, were subject to anti-dilution adjustments ("Anti-Dilution Adjustment"). To the extent that the outstanding RSUs granted to the Reporting Person were previously reported under Table I, the total number of shares reported include the additional RSUs held by the Reporting Person as a result of the Anti-Dilution Adjustment.
F2 The total number of securities beneficially owned includes: (a) 5,604 unrestricted shares; (b) 288 unvested units from an award of 768 (adjusted from 728) time-based restricted stock units granted 2/15/19; (c) 1,431 unvested units from an award of 2,037 (adjusted from 1,839) time-based restricted stock units granted 2/18/20; (d) 4,804 (adjusted from 4,138) unvested performance-based restricted stock units granted 2/18/20; (e) 715 unvested units from an award of 1,018 (adjusted from 919) performance-based restricted stock units granted 2/18/20; (f) 21,934 (adjusted from 18,896) unvested time-based restricted stock units granted 2/16/21; and (g) 10,340 (adjusted from 8,908) unvested performance-based restricted stock units granted 2/16/21.