| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | ALSN | Common Stock | Award | $0 | +550 | +91.51% | $0.00 | 1.15K | Feb 4, 2022 | Direct | F1, F2 |
| holding | ALSN | Common Stock | 63.2K | Feb 4, 2022 | Thomas Willi Rabaut Living Trust DTD 7/23/1999 | F3 |
| Id | Content |
|---|---|
| F1 | These shares represent a quarterly payment of the reporting person's annual retainer under the Allison Transmission Holdings, Inc. (the "Company") Fifth Amended and Restated Non-Employee Director Compensation Policy ("Policy"). The annual retainer is paid quarterly in arrears in cash or common stock at the reporting person's discretion. |
| F2 | The number of shares of common stock received was calculated based on $38.58, which was the closing price of the Company's common stock on the date of grant. |
| F3 | The number of shares reported as indirectly held includes: (1) 7,000 shares that were purchased by the Reporting Person on March 20, 2012 by the Reporting Person's living trust that were incorrectly included in the directly held total, (2) 3,211 shares received as part of the Reporting Person's annual equity award on May 8, 2014, that were inadvertently not included in the total number of shares owned by the Reporting Person and were subsequently transferred to the Reporting Person's living trust on November 10, 2021, and (3) 5,475 shares that were purchased by the Reporting Person on November 12, 2021, via the Reporting Person's living trust but were incorrectly reported as being directly held. |