Thomas F. Chen - Feb 2, 2022 Form 4 Insider Report for BAXTER INTERNATIONAL INC (BAX)

Role
Director
Signature
/s/ Matthew Rice, as attorney in-fact for Thomas F. Chen
Stock symbol
BAX
Transactions as of
Feb 2, 2022
Transactions value $
-$83,160
Form type
4
Date filed
2/3/2022, 03:05 PM
Previous filing
May 27, 2021
Next filing
May 5, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction BAX Common Stock, $1 par value Options Exercise $58.9K +1.68K +12.94% $35.03 14.7K Feb 2, 2022 Direct F1
transaction BAX Common Stock, $1 par value Sale -$142K -1.68K -11.45% $84.53 13K Feb 2, 2022 Direct F1, F2
holding BAX Common Stock, $1 par value 9.17K Feb 2, 2022 Shares owned by Thomas F. Chen Grantor Irrevocable Trust

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction BAX Stock Option (Right to Buy) Options Exercise $0 -1.68K -100% $0.00* 0 Feb 2, 2022 Common Stock, $1 par value 1.68K $35.03 Direct F1
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Transaction effected pursuant to a Rule 10b-1 trading plan entered into by Mr. Chen with respect to certain vested stock options previously granted by Baxter International Inc. to Mr. Chen.
F2 Price reflects weighted average sales price. Range of prices for transactions are $84.07 through $84.85. Full information regarding the number of shares sold at each separate price will be provided by Baxter International Inc. upon request.