John A. Hayes - Feb 1, 2022 Form 4 Insider Report for BALL Corp (BALL)

Role
Chairman & C.E.O., Director
Signature
/s/ Charles E. Baker, attorney-in-fact for Mr. Hayes
Stock symbol
BALL
Transactions as of
Feb 1, 2022
Transactions value $
-$11,787,729
Form type
4
Date filed
2/2/2022, 07:09 PM
Previous filing
Feb 2, 2022
Next filing
Sep 2, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction BALL Common Stock Options Exercise $8.38M +365K +48.32% $22.97 1.12M Feb 1, 2022 Direct F1, F2
transaction BALL Common Stock Tax liability -$20.2M -209K -18.65% $96.57 911K Feb 1, 2022 Direct F2, F3
transaction BALL Common Stock Gift $0 -156K -17.13% $0.00 755K Feb 1, 2022 Direct F2, F4
holding BALL Common Stock 9.47K Feb 1, 2022 401(k) Plan F2, F5

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction BALL Stock Appreciation Rights (sars) Options Exercise $0 -365K -100% $0.00* 0 Feb 1, 2022 Common Stock 365K $22.97 Direct F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Common stock acquired upon the exercise of Stock Appreciation Rights (SARS).
F2 The securities included herein represent only those securities that are required to be disclosed pursuant to Section 16(a) of the Securities Exchange Act of 1934 in connection with the specific transaction(s) reported herein. The reporting person is the beneficial owner of additional shares and/or derivative securities of the issuer that are not disclosed on this Form 4. For additional information regarding the reporting person's ownership of issuer securities, refer to Forms 4 previously filed by the reporting person and the Compensation Discussion & Analysis section of the issuer's 2021 Proxy Statement.
F3 Shares withheld for the cost of the Stock Appreciation Rights (SARS) and for payment of the tax obligation on the exercise of the Table II SARS.
F4 Mr. Hayes transferred these shares to a charitable foundation.
F5 Total number of 401(k) Plan shares acquired through periodic dividend reinvestment, participant's contributions and employer matching contributions.