Ronald J. Lewis - Jan 31, 2022 Form 4 Insider Report for BALL Corp (BALL)

Role
SR VP & COO
Signature
/s/ Charles E. Baker attorney-in-fact for Mr. Lewis
Stock symbol
BALL
Transactions as of
Jan 31, 2022
Transactions value $
$772,234
Form type
4
Date filed
2/2/2022, 06:35 PM
Previous filing
Jan 28, 2022
Next filing
Sep 15, 2022

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction BALL Restricted Stock Units Options Exercise $0 -4.98K -14.6% $0.00 29.1K Jan 31, 2022 Common Stock 4.98K Direct F1, F2, F3
transaction BALL Deferred Compensation Company Stock Plan Options Exercise $772K +7.95K +612.68% $97.10 9.25K Jan 31, 2022 Common Stock 7.95K Direct F3, F4, F5, F6
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Each restricted stock unit represents a contingent right to receive one share of Ball Corporation Common Stock.
F2 Lapse of restrictions on Performance Contingent Restricted Stock Units as a result of attainment of the performance criteria.
F3 The securities included herein represent only those securities that are required to be disclosed pursuant to Section 16(a) of the Securities Exchange Act of 1934 in connection with the specific transaction(s) reported herein. The reporting person is the beneficial owner of additional shares and/or derivative securities of the issuer that are not disclosed on this Form 4. For additional information regarding the reporting person's ownership of issuer securities, refer to Forms 4 previously filed by the reporting person.
F4 Each unit may be settled for a single share of stock or the equivalent amount of cash pursuant to the Ball Corporation Deferred Compensation Company Stock Plan.
F5 Lapse of Performance Contingent Restricted Stock Units deferred into Ball Corporation's Deferred Compensation Company Stock Plan and may include company match.
F6 Stock units in Ball Corporation's Deferred Compensation Company Stock Plan are distributed upon the separation of service in accordance with the Plan.