Scott Morrison - Jan 31, 2022 Form 4 Insider Report for BALL Corp (BALL)

Role
E.V.P. and C.F.O.
Signature
/s/ Charles E. Baker, attorney-in-fact for Mr. Morrison
Stock symbol
BALL
Transactions as of
Jan 31, 2022
Transactions value $
$1,254,726
Form type
4
Date filed
2/2/2022, 06:32 PM
Previous filing
Jan 28, 2022
Next filing
May 2, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction BALL Common Stock Options Exercise $1.98M +20.4K +5.33% $97.10 403K Jan 31, 2022 Direct F1, F2
transaction BALL Common Stock Tax liability -$722K -7.44K -1.85% $97.10 395K Jan 31, 2022 Direct F2, F3
holding BALL Common Stock 8.49K Jan 31, 2022 401(k) Plan F2, F4
holding BALL Common Stock 128K Jan 31, 2022 Trust F2
holding BALL Common Stock 100 Jan 31, 2022 By Son F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction BALL Restricted Stock Units Options Exercise $0 -13.1K -33.32% $0.00 26.2K Jan 31, 2022 Common Stock 13.1K Direct F2, F5, F6
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Common stock acquired upon the lapse of Table II Performance Contingent Restricted Stock Units based on the applicable Ball Corporation Stock and Cash Incentive Plan performance factor and in accordance with the provisions of said Plan.
F2 The securities included herein represent only those securities that are required to be disclosed pursuant to Section 16(a) of the Securities Exchange Act of 1934 in connection with the specific transaction(s) reported herein. The reporting person is the beneficial owner of additional shares and/or derivative securities of the issuer that are not disclosed on this Form 4. For additional information regarding the reporting person's ownership of issuer securities, refer to Forms 4 previously filed by the reporting person and the Compensation Discussion & Analysis section of the issuer's 2021 Proxy Statement.
F3 Shares withheld for the payment of the tax obligation on the lapse of restrictions on Table II Restricted Stock Units.
F4 Total number of 401(k) Plan shares acquired through periodic dividend reinvestment, participant's contributions and employer matching contributions.
F5 Each restricted stock unit represents a contingent right to receive one share of Ball Corporation Common Stock.
F6 Lapse of restrictions on Performance Contingent Restricted Stock Units as a result of attainment of the performance criteria.