| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | BALL | Common Stock | Options Exercise | $1.13M | +11.7K | +6.71% | $97.10 | 185K | Jan 31, 2022 | Direct | F1, F2 |
| transaction | BALL | Common Stock | Tax liability | -$352K | -3.62K | -1.95% | $97.10 | 182K | Jan 31, 2022 | Direct | F2, F3 |
| holding | BALL | Common Stock | 13.3K | Jan 31, 2022 | See Footnote | F2, F4 | |||||
| holding | BALL | Common Stock | 800 | Jan 31, 2022 | By Daughter | F2, F5 | |||||
| holding | BALL | Common Stock | 5.98K | Jan 31, 2022 | 401(k) Plan | F2, F6 |
| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Underlying Class | Amount | Exercise Price | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | BALL | Restricted Stock Units | Options Exercise | $0 | -7.48K | -31.74% | $0.00 | 16.1K | Jan 31, 2022 | Common Stock | 7.48K | Direct | F2, F7, F8 |
| Id | Content |
|---|---|
| F1 | Common stock acquired upon the lapse of Table II Performance Contingent Restricted Stock Units based on the applicable Ball Corporation Stock and Cash Incentive Plan performance factor and in accordance with the provisions of said Plan. |
| F2 | The securities included herein represent only those securities that are required to be disclosed pursuant to Section 16(a) of the Securities Exchange Act of 1934 in connection with the specific transaction(s) reported herein. The reporting person is the beneficial owner of additional shares and/or derivative securities of the issuer that are not disclosed on this Form 4. For additional information regarding the reporting person's ownership of issuer securities, refer to Forms 4 previously filed by the reporting person and the Compensation Discussion & Analysis section of the issuer's 2021 Proxy Statement. |
| F3 | Shares withheld for the payment of the tax obligation on the lapse of restrictions on Table II Restricted Stock Units. |
| F4 | These shares are held by an entity controlled by the reporting person. The reporting person disclaims beneficial ownership of these shares except to the extent of his pecuniary interest. |
| F5 | The reporting person disclaims beneficial ownership of these shares except to the extent of his pecuniary interest. |
| F6 | Total number of 401(k) Plan shares acquired through periodic dividend reinvestment, participant's contributions and employer matching contributions. |
| F7 | Each restricted stock unit represents a contingent right to receive one share of Ball Corporation Common Stock. |
| F8 | Lapse of restrictions on Performance Contingent Restricted Stock Units as a result of attainment of the performance criteria. |