Jeffrey A. Stopko - Jan 31, 2022 Form 4 Insider Report for AMERISERV FINANCIAL INC /PA/ (ASRV)

Role
President & CEO ASRV & Bank
Signature
Sharon M. Callihan - Attorney-in-Fact
Stock symbol
ASRV
Transactions as of
Jan 31, 2022
Transactions value $
$13,483
Form type
4
Date filed
1/31/2022, 10:44 AM
Previous filing
Jan 14, 2022
Next filing
Mar 11, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction ASRV Common Stock Options Exercise $13.5K +4.9K +5.01% $2.75 103K Jan 31, 2022 Direct F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction ASRV Common Stock (Right to Buy) Options Exercise $0 -4.9K -19.37% $0.00 20.4K Jan 31, 2022 Common Stock 4.9K $2.75 Direct F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 43,165 shares are held jointly with Mr. Stopko's wife.
F2 The options vest in three equal annual installments beginning on 3/15/13 subject to acceleration or forfeiture in certain specified circumstances.