JEFFREY A. STOPKO - 31 Jan 2022 Form 4 Insider Report for AMERISERV FINANCIAL INC /PA/ (ASRV)

Role
President & CEO ASRV & Bank
Signature
Sharon M. Callihan - Attorney-in-Fact
Issuer symbol
ASRV
Transactions as of
31 Jan 2022
Net transactions value
+$13,483
Form type
4
Filing time
31 Jan 2022, 10:44:22 UTC
Previous filing
14 Jan 2022
Next filing
11 Mar 2022
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction ASRV Common Stock Options Exercise $13,483 +4,903 +5% $2.75 102,784 31 Jan 2022 Direct F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction ASRV Common Stock (Right to Buy) Options Exercise $0 -4,903 -19% $0.000000 20,403 31 Jan 2022 Common Stock 4,903 $2.75 Direct F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 43,165 shares are held jointly with Mr. Stopko's wife.
F2 The options vest in three equal annual installments beginning on 3/15/13 subject to acceleration or forfeiture in certain specified circumstances.