Frank A. Damelio - 03 Jan 2022 Form 4 Insider Report for HUMANA INC (HUM)

Role
Director
Signature
Frank A. D'Amelio
Issuer symbol
HUM
Transactions as of
03 Jan 2022
Net transactions value
$0
Form type
4
Filing time
05 Jan 2022, 08:45:06 UTC
Next filing
10 Feb 2022
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
holding HUM Humana Common 2,752 03 Jan 2022 See Footnote F5
holding HUM Humana Common 9,416 03 Jan 2022 See Footnote F6
holding HUM Humana Common 1,746 03 Jan 2022 See Footnote F7
holding HUM Humana Common 6,720 03 Jan 2022 See Footnote F8

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction HUM Restricted Stock Units Award $0 +412 $0.000000 412 03 Jan 2022 Humana Common 412 Direct F4
holding HUM Restricted Stock Units 24,055 03 Jan 2022 Humana Common 24,055 Direct F1
holding HUM Restricted Stock Units 2,467 03 Jan 2022 Humana Common 2,467 Direct F2
holding HUM Restricted Stock Units 318 03 Jan 2022 Humana Common 318 Direct F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Annual Director's fee payable in stock units which have been deferred at the election of the reporting person until his resignation of services as a director at which time the stock units will be payable in Humana Inc. common stock on a 1-for-1 basis, exempt pursuant to Rule 16(b)-3(d)(1).
F2 Director's cash fee elected to be converted into stock units, deferred at the election of the reporting person until his resignation of services as a director at which time the stock units will be payable in Humana Inc. common stock on a 1-for-1 basis (over a five-year period), exempt pursuant to Rule 16(b)-3(d)(1).
F3 Director's dividend payment reinvested into stock units on vested and deferred stock units, deferred in accordance with the Plan until his resignation of services as a director at which time the deferred dividend stock units will be payable in Humana Inc. common stock on a 1-for-1 basis, exempt pursuant to Rule16(b)-3(d).
F4 Each restricted stock unit represents a contingent right to receive one share of Humana Inc. common stock, exempt under Rule 16b-3(d)(1)&(3) under the Company's 2019 Amended & Restated Plan. 100% of the award is vesting on 12/31/22.
F5 Shares transferred and held in the Frank A. D'Amelio 2019 GRAT No. 3 (est. 11/5/19) effective on11/25/19. Reporting person is the sole trustee.
F6 Shares transferred and held in the Frank A. D'Amelio 2020 GRAT No. 1 (est. 5/1/20) effective on 5/12/20. Reporting person is the sole trustee.
F7 Shares transferred and held in the Frank A. D'Amelio 2020 GRAT No. 3 (est. 11/24/20) effective on 11/30/20. Reporting person is the sole trustee.
F8 Shares transferred and held in the Frank A. D'Amelio 2021 GRAT No. 1 (est. 6/10/21) effective on 6/28/21. Reporting person is the sole trustee.