Frank A. Damelio - Jan 3, 2022 Form 4 Insider Report for HUMANA INC (HUM)

Role
Director
Signature
Frank A. D'Amelio
Stock symbol
HUM
Transactions as of
Jan 3, 2022
Transactions value $
$0
Form type
4
Date filed
1/5/2022, 08:45 AM
Next filing
Feb 10, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
holding HUM Humana Common 2.75K Jan 3, 2022 See Footnote F5
holding HUM Humana Common 9.42K Jan 3, 2022 See Footnote F6
holding HUM Humana Common 1.75K Jan 3, 2022 See Footnote F7
holding HUM Humana Common 6.72K Jan 3, 2022 See Footnote F8

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction HUM Restricted Stock Units Award $0 +412 $0.00 412 Jan 3, 2022 Humana Common 412 Direct F4
holding HUM Restricted Stock Units 24.1K Jan 3, 2022 Humana Common 24.1K Direct F1
holding HUM Restricted Stock Units 2.47K Jan 3, 2022 Humana Common 2.47K Direct F2
holding HUM Restricted Stock Units 318 Jan 3, 2022 Humana Common 318 Direct F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Annual Director's fee payable in stock units which have been deferred at the election of the reporting person until his resignation of services as a director at which time the stock units will be payable in Humana Inc. common stock on a 1-for-1 basis, exempt pursuant to Rule 16(b)-3(d)(1).
F2 Director's cash fee elected to be converted into stock units, deferred at the election of the reporting person until his resignation of services as a director at which time the stock units will be payable in Humana Inc. common stock on a 1-for-1 basis (over a five-year period), exempt pursuant to Rule 16(b)-3(d)(1).
F3 Director's dividend payment reinvested into stock units on vested and deferred stock units, deferred in accordance with the Plan until his resignation of services as a director at which time the deferred dividend stock units will be payable in Humana Inc. common stock on a 1-for-1 basis, exempt pursuant to Rule16(b)-3(d).
F4 Each restricted stock unit represents a contingent right to receive one share of Humana Inc. common stock, exempt under Rule 16b-3(d)(1)&(3) under the Company's 2019 Amended & Restated Plan. 100% of the award is vesting on 12/31/22.
F5 Shares transferred and held in the Frank A. D'Amelio 2019 GRAT No. 3 (est. 11/5/19) effective on11/25/19. Reporting person is the sole trustee.
F6 Shares transferred and held in the Frank A. D'Amelio 2020 GRAT No. 1 (est. 5/1/20) effective on 5/12/20. Reporting person is the sole trustee.
F7 Shares transferred and held in the Frank A. D'Amelio 2020 GRAT No. 3 (est. 11/24/20) effective on 11/30/20. Reporting person is the sole trustee.
F8 Shares transferred and held in the Frank A. D'Amelio 2021 GRAT No. 1 (est. 6/10/21) effective on 6/28/21. Reporting person is the sole trustee.