David S. Graziosi - 03 Jan 2022 Form 4 Insider Report for Allison Transmission Holdings Inc (ALSN)

Role
Chairman and CEO
Signature
/s/Jacalyn C. Bolles, attorney-in-fact
Issuer symbol
ALSN
Transactions as of
03 Jan 2022
Net transactions value
-$1,845,962
Form type
4
Filing time
04 Jan 2022, 13:37:22 UTC
Previous filing
02 Dec 2021
Next filing
14 Feb 2022
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction ALSN Common Stock Options Exercise +97,340 +35% 379,084 03 Jan 2022 Direct F1
transaction ALSN Common Stock Options Exercise +26,768 +7.1% 405,852 03 Jan 2022 Direct F1
transaction ALSN Common Stock Tax liability $1,845,962 -50,783 -13% $36.35 355,069 03 Jan 2022 Direct F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction ALSN Performance Stock Units Options Exercise $0 -97,340 -50% $0.000000 97,342 03 Jan 2022 Common Stock 97,340 Direct F1
transaction ALSN Performance Stock Units Options Exercise $0 -26,768 -50% $0.000000 26,769 03 Jan 2022 Common Stock 26,768 Direct F1
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Settlement of performance-based restricted stock units ("PSUs") granted June 29, 2018. Each PSU represents a contingent right to receive one share of Allison Transmission Holdings, Inc. ("ALSN") common stock.
F2 Represents shares withheld by ALSN to satisfy tax withholding obligations on the vesting of PSUs.