David S. Graziosi - Jan 3, 2022 Form 4 Insider Report for Allison Transmission Holdings Inc (ALSN)

Role
Chairman and CEO
Signature
/s/Jacalyn C. Bolles, attorney-in-fact
Stock symbol
ALSN
Transactions as of
Jan 3, 2022
Transactions value $
-$1,845,962
Form type
4
Date filed
1/4/2022, 01:37 PM
Previous filing
Dec 2, 2021
Next filing
Feb 14, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction ALSN Common Stock Options Exercise +97.3K +34.55% 379K Jan 3, 2022 Direct F1
transaction ALSN Common Stock Options Exercise +26.8K +7.06% 406K Jan 3, 2022 Direct F1
transaction ALSN Common Stock Tax liability -$1.85M -50.8K -12.51% $36.35 355K Jan 3, 2022 Direct F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction ALSN Performance Stock Units Options Exercise $0 -97.3K -50% $0.00 97.3K Jan 3, 2022 Common Stock 97.3K Direct F1
transaction ALSN Performance Stock Units Options Exercise $0 -26.8K -50% $0.00 26.8K Jan 3, 2022 Common Stock 26.8K Direct F1
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Settlement of performance-based restricted stock units ("PSUs") granted June 29, 2018. Each PSU represents a contingent right to receive one share of Allison Transmission Holdings, Inc. ("ALSN") common stock.
F2 Represents shares withheld by ALSN to satisfy tax withholding obligations on the vesting of PSUs.