Karen Katz - Dec 31, 2021 Form 4 Insider Report for HUMANA INC (HUM)

Role
Director
Signature
Karen W. Katz
Stock symbol
HUM
Transactions as of
Dec 31, 2021
Transactions value $
$13,510
Form type
4
Date filed
1/4/2022, 08:00 AM
Previous filing
Oct 19, 2021
Next filing
Jan 5, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
holding HUM Humana Common 590 Dec 31, 2021 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction HUM Restricted Stock Units Award $10.2K +22 +4.29% $465.85 535 Dec 31, 2021 Humana Common 22 Direct F2
transaction HUM Restricted Stock Units Award $3.26K +7 +233.33% $465.85 10 Dec 31, 2021 Humana Common 7 Direct F3
transaction HUM Restricted Stock Units Award $0 +412 $0.00 412 Jan 3, 2022 Humana Common 412 Direct F4
holding HUM Restricted Stock Units 856 Dec 31, 2021 Humana Common 856 Direct F1
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Annual Director's fee payable in stock units, deferred at the election of the Reporting Person until her resignation of services as a director at which time the stock units will be payable in Humana Inc. common stock on a 1-for-1 basis, exempt pursuant to Rule 16(b)-3(d)(1).
F2 Director's cash fee elected to be converted into stock units, deferred at the election of the Reporting Person until her resignation of services as a director at which time the stock units will be payable in Humana Inc. common stock on a 1-for-1 basis, exempt pursuant to Rule 16(b)-3(d)(1).
F3 Director's dividend payment reinvested into stock units on vested and deferred stock units, deferred in accordance with the Plan until her resignation of services as a director at which time the deferred dividend stock units will be payable in Humana Inc. common stock on a 1-for-1 basis, exempt pursuant to Rule16(b)-3(d).
F4 Each restricted stock unit represents a contingent right to receive one share of Humana Inc. common stock, exempt under Rule 16b-3(d)(1)&(3) under Company's 2019 Amended & Restated Plan.100% of the award is vesting on 12/31/22.