Karen Katz - 31 Dec 2021 Form 4 Insider Report for HUMANA INC (HUM)

Role: Director
Signature: Karen W. Katz
Issuer symbol: HUM
Transactions as of: 31 Dec 2021
Net transactions value: +$13,510
Form type: 4
Filing time: 04 Jan 2022, 08:00:19 UTC
Previous filing: 19 Oct 2021
Next filing: 05 Jan 2022
SEC: View on sec.gov

Transactions Table

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Ownership	Footnotes
holding	HUM	Humana Common						590	31 Dec 2021	Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Underlying Class	Amount	Exercise Price	Ownership	Footnotes
transaction	HUM	Restricted Stock Units	Award	$10,249	+22	+4.3%	$465.85	535	31 Dec 2021	Humana Common	22		Direct	F2
transaction	HUM	Restricted Stock Units	Award	$3,261	+7	+233%	$465.85	10	31 Dec 2021	Humana Common	7		Direct	F3
transaction	HUM	Restricted Stock Units	Award	$0	+412		$0.000000	412	03 Jan 2022	Humana Common	412		Direct	F4
holding	HUM	Restricted Stock Units						856	31 Dec 2021	Humana Common	856		Direct	F1

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	Annual Director's fee payable in stock units, deferred at the election of the Reporting Person until her resignation of services as a director at which time the stock units will be payable in Humana Inc. common stock on a 1-for-1 basis, exempt pursuant to Rule 16(b)-3(d)(1).
F2	Director's cash fee elected to be converted into stock units, deferred at the election of the Reporting Person until her resignation of services as a director at which time the stock units will be payable in Humana Inc. common stock on a 1-for-1 basis, exempt pursuant to Rule 16(b)-3(d)(1).
F3	Director's dividend payment reinvested into stock units on vested and deferred stock units, deferred in accordance with the Plan until her resignation of services as a director at which time the deferred dividend stock units will be payable in Humana Inc. common stock on a 1-for-1 basis, exempt pursuant to Rule16(b)-3(d).
F4	Each restricted stock unit represents a contingent right to receive one share of Humana Inc. common stock, exempt under Rule 16b-3(d)(1)&(3) under Company's 2019 Amended & Restated Plan.100% of the award is vesting on 12/31/22.