David A. Kaufman - 15 Dec 2021 Form 4 Insider Report for BALL Corp (BALL)

Role
President, Ball Aerospace
Signature
/s/ Charles E. Baker, attorney-in-fact for Mr. Kaufman
Issuer symbol
BALL
Transactions as of
15 Dec 2021
Net transactions value
+$34,366
Form type
4
Filing time
17 Dec 2021, 18:11:28 UTC
Previous filing
16 Sep 2021
Next filing
28 Jan 2022
SEC
View on sec.gov

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction BALL Restricted Stock Units Options Exercise $0 -320 -3.9% $0.000000 7,901 15 Dec 2021 Common Stock 320 Direct F1, F2, F3
transaction BALL Deferred Compensation Company Stock Plan Options Exercise $34,366 +374 +1.5% $91.86 25,231 15 Dec 2021 Common Stock 374 Direct F3, F4, F5, F6
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Each restricted stock unit represents a contingent right to receive one share of Ball Corporation Common Stock.
F2 Lapse of restricted stock units.
F3 The securities included herein represent only those securities that are required to be disclosed pursuant to Section 16(a) of the Securities Exchange Act of 1934 in connection with the specific transaction(s) reported herein. The reporting person is the beneficial owner of additional shares and/or derivative securities of the issuer that are not disclosed on this Form 4. For additional information regarding the reporting person's ownership of issuer securities, refer to Forms 4 previously filed by the reporting person.
F4 Each unit may be settled for a single share of stock or the equivalent amount of cash pursuant to the Ball Corporation Deferred Compensation Company Stock Plan.
F5 Lapse of Restricted Stock Units deferred into Ball Corporation's Deferred Compensation Company Stock Plan and may include company match.
F6 Stock units in Ball Corporation's Deferred Compensation Company Stock Plan are distributed upon the separation of service in accordance with the Plan.