Vishal Agrawal - 15 Dec 2021 Form 4 Insider Report for HUMANA INC (HUM)

Role
Chief Strat & Corp Dev Officer
Signature
Vishal Agrawal
Issuer symbol
HUM
Transactions as of
15 Dec 2021
Net transactions value
-$226,706
Form type
4
Filing time
17 Dec 2021, 11:17:54 UTC
Previous filing
14 Dec 2021
Next filing
23 Feb 2022
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction HUM Humana Common Options Exercise $0 +406 +18% $0.000000 2,688 15 Dec 2021 Direct
transaction HUM Humana Common Tax liability $84,612 -184 -6.8% $459.85 2,504 15 Dec 2021 Direct
transaction HUM Humana Common Options Exercise $0 +356 +14% $0.000000 2,860 15 Dec 2021 Direct
transaction HUM Humana Common Tax liability $74,036 -161 -5.6% $459.85 2,699 15 Dec 2021 Direct
transaction HUM Humana Common Options Exercise $0 +328 +12% $0.000000 3,027 15 Dec 2021 Direct
transaction HUM Humana Common Tax liability $68,058 -148 -4.9% $459.85 2,879 15 Dec 2021 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction HUM Restricted Stock Units Options Exercise $0 -406 -100% $0.000000* 0 15 Dec 2021 Humana Common 406 Direct F5, F7
transaction HUM Restricted Stock Units Options Exercise $0 -356 -50% $0.000000 357 15 Dec 2021 Humana Common 356 Direct F6, F8
transaction HUM Restricted Stock Units Options Exercise $0 -328 -33% $0.000000 658 15 Dec 2021 Humana Common 328 Direct F6, F9
holding HUM Options 10,577 15 Dec 2021 Humana Common 10,577 $308.31 Direct F1
holding HUM Options 5,388 15 Dec 2021 Humana Common 5,388 $307.96 Direct F2
holding HUM Options 5,372 15 Dec 2021 Humana Common 5,372 $350.79 Direct F3
holding HUM Options 4,057 15 Dec 2021 Humana Common 4,057 $376.61 Direct F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Right to buy pursuant to Company's 2011 Stock Incentive Plan. Incentive & Non-Qualified stock options granted to reporting person on 12/11/2018, vesting in three increments from 12/11/19 to 12/11/21.
F2 Right to buy pursuant to Company's 2011 Stock Incentive Plan. Incentive & Non-Qualified stock options granted to reporting person on 02/25/2019, vesting in three increments from 02/25/20 to 02/25/22.
F3 Right to buy pursuant to Company's 2019 Amended & Restated Stock Incentive Plan. Incentive and Non-Qualified stock options granted to reporting person on 02/24/2020, vesting in three annual increments from 2/24/21 to 2/24/23.
F4 Right to buy pursuant to Company's 2019 Amended & Restated Stock Incentive Plan. Incentive and Non-Qualified stock options granted to reporting person on 02/22/2021, vesting in three annual increments from 2/22/22 to 2/22/24.
F5 Right to receive one share per restricted stock unit pursuant to the Company's 2011 Stock Incentive Plan. Each restricted stock unit represents a contingent right to receive one share of Humana Inc. common stock, exempt under Rule 16b-3(d)(1) & (3).
F6 Right to receive one share per restricted stock unit pursuant to the Company's 2019 Amended & Restated Stock Incentive Plan. Each restricted stock unit represents a contingent right to receive one share of Humana Inc. common stock, exempt under Rule 16b-3(d)(1) & (3).
F7 Restricted stock units granted to reporting person on 02/25/2019, 33% of the award is vesting on 12/15/2019, 12/15/2020 and 12/15/2021.
F8 Restricted stock units granted to reporting person on 02/24/2020, 33% of the award is vesting on 12/15/20, 12/15/21, and 12/15/22.
F9 Restricted stock units granted to reporting person on 02/22/2021, 33% of the award is vesting on 12/15/21, 12/15/22, and 12/15/23.