Susan D. Schick - 15 Dec 2021 Form 4 Insider Report for HUMANA INC (HUM)

Role
Seg Pres. Grp. & Military Bus.
Signature
Susan D. Schick
Issuer symbol
HUM
Transactions as of
15 Dec 2021
Net transactions value
-$350,866
Form type
4
Filing time
17 Dec 2021, 10:29:56 UTC
Previous filing
03 Sep 2021
Next filing
23 Feb 2022
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction HUM Humana Common Options Exercise $0 +238 +39% $0.000000 843 15 Dec 2021 Direct
transaction HUM Humana Common Tax liability $34,029 -74 -8.8% $459.85 769 15 Dec 2021 Direct
transaction HUM Humana Common Options Exercise $0 +1,603 +208% $0.000000 2,372 15 Dec 2021 Direct
transaction HUM Humana Common Tax liability $276,830 -602 -25% $459.85 1,770 15 Dec 2021 Direct
transaction HUM Humana Common Options Exercise $0 +189 +11% $0.000000 1,959 15 Dec 2021 Direct
transaction HUM Humana Common Tax liability $40,007 -87 -4.4% $459.85 1,872 15 Dec 2021 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction HUM Restricted Stock Units Options Exercise $0 -238 -50% $0.000000 238 15 Dec 2021 Humana Common 238 Direct F2, F3
transaction HUM Restricted Stock Units Options Exercise $0 -1,603 -50% $0.000000 1,603 15 Dec 2021 Humana Common 1,603 Direct F2, F4
transaction HUM Restricted Stock Units Options Exercise $0 -189 -33% $0.000000 379 15 Dec 2021 Humana Common 189 Direct F2, F5
holding HUM Options 1,765 15 Dec 2021 Humana Common 1,765 $403.05 Direct F1
holding HUM Restricted Stock Units 434 15 Dec 2021 Humana Common 434 Direct F2, F6
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Right to buy pursuant to Company's 2019 Amended & Restated Stock Incentive Plan. Incentive and Non-Qualified stock options granted to reporting person on 9/1/2021, vesting in three annual increments from 9/1/22 to 9/1/24.
F2 Right to receive one share per restricted stock unit pursuant to the Company's 2019 Amended & Restated Stock Incentive Plan. Each restricted stock unit represents a contingent right to receive one share of Humana Inc. common stock, exempt under Rule 16b-3(d)(1) & (3).
F3 Restricted stock units granted to reporting person on 2/24/2020, 33% of the award is vesting on 12/15/20, 12/15/21, and 12/15/22. Unvested restricted stock units were inadvertently omitted from Table II in Form 3 and Form 4 filed on 9/1/21. Table II is current and updated moving forward.
F4 Restricted stock units granted to reporting person on 3/1/2020, 33% of the award is vesting on 12/15/20, 12/15/21, and 12/15/22. Unvested restricted stock units were inadvertently omitted from Table II in Form 3 and Form 4 filed on 9/1/21. Table II is current and updated moving forward.
F5 Restricted stock units granted to reporting person on 2/22/2021, 33% of the award is vesting on 12/15/21, 12/15/22, and 12/15/23. Unvested restricted stock units were inadvertently omitted from Table II in Form 3 and Form 4 filed on 9/1/21. Table II is current and updated moving forward.
F6 Restricted stock units granted to reporting person on 9/1/2021, 33% of the award is vesting on 9/1/22, 9/1/23, and 9/1/24.