Timothy S. Huval - Dec 15, 2021 Form 4 Insider Report for HUMANA INC (HUM)

Role
Chief Administrative Officer
Signature
Timothy S. Huval
Stock symbol
HUM
Transactions as of
Dec 15, 2021
Transactions value $
-$267,173
Form type
4
Date filed
12/17/2021, 10:28 AM
Next filing
Feb 23, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction HUM Humana Common Options Exercise $0 +460 +7.41% $0.00 6.67K Dec 15, 2021 Direct
transaction HUM Humana Common Tax liability -$97K -211 -3.16% $459.85 6.46K Dec 15, 2021 Direct
transaction HUM Humana Common Options Exercise $0 +404 +6.26% $0.00 6.86K Dec 15, 2021 Direct
transaction HUM Humana Common Tax liability -$85.1K -185 -2.7% $459.85 6.68K Dec 15, 2021 Direct
transaction HUM Humana Common Options Exercise $0 +405 +6.07% $0.00 7.08K Dec 15, 2021 Direct
transaction HUM Humana Common Tax liability -$85.1K -185 -2.61% $459.85 6.9K Dec 15, 2021 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction HUM Restricted Stock Units Options Exercise $0 -460 -100% $0.00* 0 Dec 15, 2021 Humana Common 460 Direct F4, F6
transaction HUM Restricted Stock Units Options Exercise $0 -404 -50% $0.00 404 Dec 15, 2021 Humana Common 404 Direct F5, F7
transaction HUM Restricted Stock Units Options Exercise $0 -405 -33.31% $0.00 811 Dec 15, 2021 Humana Common 405 Direct F5, F8
holding HUM Options 2.04K Dec 15, 2021 Humana Common 2.04K $307.97 Direct F1
holding HUM Options 6.09K Dec 15, 2021 Humana Common 6.09K $350.79 Direct F2
holding HUM Options 5K Dec 15, 2021 Humana Common 5K $376.61 Direct F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Right to buy pursuant to the Company's 2011 Stock Incentive Plan. Incentive and Non-Qualified stock options granted to reporting person on 02/25/19, vesting in three increments from 02/25/20 to 02/25/22.
F2 Right to buy pursuant to Company's 2019 Amended & Restated Stock Incentive Plan. Incentive and Non-Qualified stock options granted to reporting person on 02/24/2020, vesting in three annual increments from 2/24/21 to 2/24/23.
F3 Right to buy pursuant to Company's 2019 Amended & Restated Stock Incentive Plan. Incentive and Non-Qualified stock options granted to reporting person on 02/22/2021, vesting in three annual increments from 2/22/22 to 2/22/24.
F4 Right to receive one share per restricted stock unit pursuant to the Company's 2011 Stock Incentive Plan. Each restricted stock unit represents a contingent right to receive one share of Humana Inc. common stock, exempt under Rule 16b-3(d)(1) & (3).
F5 Right to receive one share per restricted stock unit pursuant to the Company's 2019 Amended & Restated Stock Incentive Plan. Each restricted stock unit represents a contingent right to receive one share of Humana Inc. common stock, exempt under Rule 16b-3(d)(1) & (3).
F6 Restricted stock units granted to reporting person on 02/25/19, 33% of the award is vesting on 12/15/19, 12/15/20, and 12/15/21.
F7 Restricted stock units granted to reporting person on 02/24/2020, 33% of the award is vesting on 12/15/20, 12/15/21, and 12/15/22.
F8 Restricted stock units granted to reporting person on 02/22/2021, 33% of the award is vesting on 12/15/21, 12/15/22, and 12/15/23.