Timothy S. Huval - 15 Dec 2021 Form 4 Insider Report for HUMANA INC (HUM)

Role
Chief Administrative Officer
Signature
Timothy S. Huval
Issuer symbol
HUM
Transactions as of
15 Dec 2021
Net transactions value
-$267,173
Form type
4
Filing time
17 Dec 2021, 10:28:55 UTC
Next filing
23 Feb 2022
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction HUM Humana Common Options Exercise $0 +460 +7.4% $0.000000 6,667 15 Dec 2021 Direct
transaction HUM Humana Common Tax liability $97,028 -211 -3.2% $459.85 6,456 15 Dec 2021 Direct
transaction HUM Humana Common Options Exercise $0 +404 +6.3% $0.000000 6,860 15 Dec 2021 Direct
transaction HUM Humana Common Tax liability $85,072 -185 -2.7% $459.85 6,675 15 Dec 2021 Direct
transaction HUM Humana Common Options Exercise $0 +405 +6.1% $0.000000 7,080 15 Dec 2021 Direct
transaction HUM Humana Common Tax liability $85,072 -185 -2.6% $459.85 6,895 15 Dec 2021 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction HUM Restricted Stock Units Options Exercise $0 -460 -100% $0.000000* 0 15 Dec 2021 Humana Common 460 Direct F4, F6
transaction HUM Restricted Stock Units Options Exercise $0 -404 -50% $0.000000 404 15 Dec 2021 Humana Common 404 Direct F5, F7
transaction HUM Restricted Stock Units Options Exercise $0 -405 -33% $0.000000 811 15 Dec 2021 Humana Common 405 Direct F5, F8
holding HUM Options 2,036 15 Dec 2021 Humana Common 2,036 $307.96 Direct F1
holding HUM Options 6,088 15 Dec 2021 Humana Common 6,088 $350.79 Direct F2
holding HUM Options 5,003 15 Dec 2021 Humana Common 5,003 $376.61 Direct F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Right to buy pursuant to the Company's 2011 Stock Incentive Plan. Incentive and Non-Qualified stock options granted to reporting person on 02/25/19, vesting in three increments from 02/25/20 to 02/25/22.
F2 Right to buy pursuant to Company's 2019 Amended & Restated Stock Incentive Plan. Incentive and Non-Qualified stock options granted to reporting person on 02/24/2020, vesting in three annual increments from 2/24/21 to 2/24/23.
F3 Right to buy pursuant to Company's 2019 Amended & Restated Stock Incentive Plan. Incentive and Non-Qualified stock options granted to reporting person on 02/22/2021, vesting in three annual increments from 2/22/22 to 2/22/24.
F4 Right to receive one share per restricted stock unit pursuant to the Company's 2011 Stock Incentive Plan. Each restricted stock unit represents a contingent right to receive one share of Humana Inc. common stock, exempt under Rule 16b-3(d)(1) & (3).
F5 Right to receive one share per restricted stock unit pursuant to the Company's 2019 Amended & Restated Stock Incentive Plan. Each restricted stock unit represents a contingent right to receive one share of Humana Inc. common stock, exempt under Rule 16b-3(d)(1) & (3).
F6 Restricted stock units granted to reporting person on 02/25/19, 33% of the award is vesting on 12/15/19, 12/15/20, and 12/15/21.
F7 Restricted stock units granted to reporting person on 02/24/2020, 33% of the award is vesting on 12/15/20, 12/15/21, and 12/15/22.
F8 Restricted stock units granted to reporting person on 02/22/2021, 33% of the award is vesting on 12/15/21, 12/15/22, and 12/15/23.