Samir M. Deshpande - 15 Dec 2021 Form 4 Insider Report for HUMANA INC (HUM)

Role
Chief Information Officer
Signature
Samir M. Deshpande
Issuer symbol
HUM
Transactions as of
15 Dec 2021
Net transactions value
-$236,363
Form type
4
Filing time
17 Dec 2021, 09:45:19 UTC
Next filing
23 Feb 2022
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction HUM Humana Common Options Exercise $0 +406 +6.4% $0.000000 6,748 15 Dec 2021 Direct
transaction HUM Humana Common Tax liability $84,612 -184 -2.7% $459.85 6,564 15 Dec 2021 Direct
transaction HUM Humana Common Options Exercise $0 +380 +5.8% $0.000000 6,944 15 Dec 2021 Direct
transaction HUM Humana Common Tax liability $79,094 -172 -2.5% $459.85 6,772 15 Dec 2021 Direct
transaction HUM Humana Common Options Exercise $0 +350 +5.2% $0.000000 7,122 15 Dec 2021 Direct
transaction HUM Humana Common Tax liability $72,656 -158 -2.2% $459.85 6,964 15 Dec 2021 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction HUM Restricted Stock Units Options Exercise $0 -406 -100% $0.000000* 0 15 Dec 2021 Humana Common 406 Direct F5, F7
transaction HUM Restricted Stock Units Options Exercise $0 -380 -50% $0.000000 380 15 Dec 2021 Humana Common 380 Direct F6, F8
transaction HUM Restricted Stock Units Options Exercise $0 -350 -33% $0.000000 701 15 Dec 2021 Humana Common 350 Direct F6, F9
holding HUM Options 4,014 15 Dec 2021 Humana Common 4,014 $268.47 Direct F1
holding HUM Options 5,388 15 Dec 2021 Humana Common 5,388 $307.96 Direct F2
holding HUM Options 5,730 15 Dec 2021 Humana Common 5,730 $350.79 Direct F3
holding HUM Options 4,327 15 Dec 2021 Humana Common 4,327 $376.61 Direct F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Right to buy pursuant to Company's 2011 Stock Incentive Plan. Incentive and Non-Qualified stock options granted to reporting person on 02/19/2018, vesting in three increments from 2/19/19 to 2/19/21.
F2 Right to buy pursuant to Company's 2011 Stock Incentive Plan. Incentive and Non-Qualified stock options granted to reporting person on 02/25/2019, vesting in three increments from 2/25/20 to 2/25/22.
F3 Right to buy pursuant to Company's 2019 Amended & Restated Stock Incentive Plan. Incentive and Non-Qualified stock options granted to reporting person on 02/24/2020, vesting in three annual increments from 2/24/21 to 2/24/23.
F4 Right to buy pursuant to Company's 2019 Amended & Restated Stock Incentive Plan. Incentive and Non-Qualified stock options granted to reporting person on 02/22/2021, vesting in three annual increments from 2/22/22 to 2/22/24.
F5 Right to receive one share per restricted stock unit pursuant to the Company's 2011 Stock Incentive Plan. Each restricted stock unit represents a contingent right to receive one share of Humana Inc. common stock, exempt under Rule 16b-3(d)(1) & (3).
F6 Right to receive one share per restricted stock unit pursuant to the Company's 2019 Amended & Restated Stock Incentive Plan. Each restricted stock unit represents a contingent right to receive one share of Humana Inc. common stock, exempt under Rule 16b-3(d)(1) & (3).
F7 Restricted stock units granted to reporting person on 02/25/19, 33% of the award is vesting on 12/15/19, 12/15/20 and 12/15/21.
F8 Restricted stock units granted to reporting person on 02/24/2020, 33% of the award is vesting on 12/15/20, 12/15/21, and 12/15/22.
F9 Restricted stock units granted to reporting person on 02/22/2021, 33% of the award is vesting on 12/15/21, 12/15/22, and 12/15/23.