Kirt P. Karros - 09 Dec 2021 Form 4 Insider Report for Hewlett Packard Enterprise Co (HPE)

Role
SVP, Finance & Treasurer
Signature
Derek Windham as Attorney-in-Fact for Kirt P. Karros
Issuer symbol
HPE
Transactions as of
09 Dec 2021
Net transactions value
+$482,309
Form type
4
Filing time
13 Dec 2021, 16:48:08 UTC
Next filing
16 Dec 2021
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction HPE Common Stock Options Exercise $208,788 +13,727 $15.21 13,727 10 Dec 2021 Direct
transaction HPE Common Stock Tax liability $72,202 -4,747 -35% $15.21 8,980 10 Dec 2021 Direct
transaction HPE Common Stock Options Exercise $22,876 +1,504 +17% $15.21 10,484 10 Dec 2021 Direct
transaction HPE Common Stock Tax liability $7,924 -521 -5% $15.21 9,963 10 Dec 2021 Direct
transaction HPE Common Stock Options Exercise $208,042 +13,678 +137% $15.21 23,641 10 Dec 2021 Direct
transaction HPE Common Stock Tax liability $71,943 -4,730 -20% $15.21 18,911 10 Dec 2021 Direct
transaction HPE Common Stock Options Exercise $16,442 +1,081 +5.7% $15.21 19,992 10 Dec 2021 Direct
transaction HPE Common Stock Tax liability $5,689 -374 -1.9% $15.21 19,618 10 Dec 2021 Direct
transaction HPE Common Stock Options Exercise $271,894 +17,876 +91% $15.21 37,494 10 Dec 2021 Direct
transaction HPE Common Stock Tax liability $94,028 -6,182 -16% $15.21 31,312 10 Dec 2021 Direct
transaction HPE Common Stock Options Exercise $9,263 +609 +1.9% $15.21 31,921 10 Dec 2021 Direct
transaction HPE Common Stock Tax liability $3,209 -211 -0.66% $15.21 31,710 10 Dec 2021 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction HPE Restricted Stock Units Options Exercise -13,727 -100% 0 10 Dec 2021 Common Stock 13,727 Direct F1, F2, F3
transaction HPE Restricted Stock Units Options Exercise -13,678 -48% 14,758 10 Dec 2021 Common Stock 13,678 Direct F1, F4, F5
transaction HPE Restricted Stock Units Options Exercise -17,876 -33% 36,968 10 Dec 2021 Common Stock 17,876 Direct F1, F6, F7
transaction HPE Restricted Stock Units Award +48,765 48,765 09 Dec 2021 Common Stock 48,765 Direct F1, F8
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.
F2 As previously reported, on 12/10/18 the reporting person was granted 41,181 Restricted Stock Units ("RSUs"), 13,727 of which vested on each of 12/10/19 and 12/10/20, and 13,727 of which vested on 12/10/21. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 136.8140 dividend equivalent rights at $12.04 per RSU credited to the reporting person's account on 01/06/21, 103.6000 dividend equivalent rights at $15.90 per RSU credited to the reporting person's account on 04/07/21, 114.0748 dividend equivalent rights at $14.44 per RSU credited to the reporting person's account on 07/07/21, and 111.9810 dividend equivalent rights at $14.71 per RSU credited to the reporting person's account on 10/06/21.
F3 The number of derivative securities in column 5 also includes 1,504 vested dividend equivalent rights and a de minimus adjustment of 0.5302 due to fractional rounding of the dividend equivalent rights.
F4 As previously reported, on 12/10/19 the reporting person was granted 41,035 RSUs, 13,678 of which vested on 12/10/20, 13,678 of which vested on 12/10/21, and 13,679 of which will vest on 12/10/22. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 272.6611 dividend equivalent rights at $12.04 per RSU credited to the reporting person's account on 01/06/21, 206.4679 dividend equivalent rights at $15.90 per RSU credited to the reporting person's account on 04/07/21, 227.3435 dividend equivalent rights at $14.44 per RSU credited to the reporting person's account on 07/07/21, and 223.1706 dividend equivalent rights at $14.71 per RSU credited to the reporting person's account on 10/06/21.
F5 The number of derivative securities in column 5 also includes 1,081 vested dividend equivalent rights and a de minimus adjustment of 0.3569 due to fractional rounding of the dividend equivalent rights.
F6 As previously reported, on 12/10/20 the reporting person was granted 53,630 RSUs, 17,876 of which vested on 12/10/21, and 17,877 of which will vest on each of 12/10/22 and 12/10/23. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 534.5183 dividend equivalent rights at $12.04 per RSU credited to the reporting person's account on 01/06/21, 404.7547 dividend equivalent rights at $15.90 per RSU credited to the reporting person's account on 04/07/21, 445.6787 dividend equivalent rights at $14.44 per RSU credited to the reporting person's account on 07/07/21, and 437.4983 dividend equivalent rights at $14.71 per RSU credited to the reporting person's account on 10/06/21.
F7 The number of derivative securities in column 5 also includes 609 vested dividend equivalent rights and a de minimus adjustment of 0.5500 due to fractional rounding of the dividend equivalent rights.
F8 On 12/09/21 the reporting person was granted 48,765 RSUs, 16,255 of which will vest on each of 12/09/22, 12/09/23, and 12/09/24. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock.