Thomas E. Black Jr - 09 Dec 2021 Form 4 Insider Report for Hewlett Packard Enterprise Co (HPE)

Role
SVP, GM of Storage
Signature
Derek Windham as Attorney-in-Fact for Thomas E Black Jr
Issuer symbol
HPE
Transactions as of
09 Dec 2021
Net transactions value
+$519,574
Form type
4
Filing time
13 Dec 2021, 16:47:52 UTC
Previous filing
26 Oct 2021
Next filing
23 Dec 2021
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction HPE Common Stock Options Exercise $139,202 +9,152 $15.21 9,152 10 Dec 2021 Direct
transaction HPE Common Stock Tax liability $38,922 -2,559 -28% $15.21 6,593 10 Dec 2021 Direct
transaction HPE Common Stock Options Exercise $15,256 +1,003 +15% $15.21 7,596 10 Dec 2021 Direct
transaction HPE Common Stock Tax liability $4,274 -281 -3.7% $15.21 7,315 10 Dec 2021 Direct
transaction HPE Common Stock Options Exercise $256,060 +16,835 +230% $15.21 24,150 10 Dec 2021 Direct
transaction HPE Common Stock Tax liability $63,152 -4,152 -17% $15.21 19,998 10 Dec 2021 Direct
transaction HPE Common Stock Options Exercise $20,229 +1,330 +6.7% $15.21 21,328 10 Dec 2021 Direct
transaction HPE Common Stock Tax liability $5,004 -329 -1.5% $15.21 20,999 10 Dec 2021 Direct
transaction HPE Common Stock Options Exercise $313,737 +20,627 +98% $15.21 41,626 10 Dec 2021 Direct
transaction HPE Common Stock Tax liability $120,022 -7,891 -19% $15.21 33,735 10 Dec 2021 Direct
transaction HPE Common Stock Options Exercise $10,677 +702 +2.1% $15.21 34,437 10 Dec 2021 Direct
transaction HPE Common Stock Tax liability $4,213 -277 -0.8% $15.21 34,160 10 Dec 2021 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction HPE Restricted Stock Units Options Exercise -9,152 -100% 0 10 Dec 2021 Common Stock 9,152 Direct F1, F2
transaction HPE Restricted Stock Units Options Exercise -16,835 -48% 18,164 10 Dec 2021 Common Stock 16,835 Direct F1, F3
transaction HPE Restricted Stock Units Options Exercise -20,627 -33% 42,655 10 Dec 2021 Common Stock 20,627 Direct F1, F4
transaction HPE Restricted Stock Units Award +97,529 97,529 09 Dec 2021 Common Stock 97,529 Direct F1, F5
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.
F2 As previously reported, on 12/10/18, the reporting person was granted 27,454 RSUs, 9,151 of which vested on each of 12/10/19 and 12/10/20, and 9,152 of which vested on 12/10/21. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of shares in column 5 also includes 1,003 vested RSU dividend equivalent rights and a de minimus adjustment of 0.9976 due to fractional rounding of the dividend equivalent rights at $15.21 per RSU credited to the reporting person's account on 12/10/21.
F3 As previously reported, on 12/10/19, the reporting person was granted 50,505 RSUs, 16,835 of which vested on 12/10/20, and 16,835 of which vested on 12/10/21, and 16,835 of which will vest on 12/10/22. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of shares in column 5 also includes 1,330 vested RSU dividend equivalent rights and a de minimus adjustment of 0.8290 due to fractional rounding of the dividend equivalent rights at $15.21 per RSU credited to the reporting person's account on 12/10/21.
F4 As previously reported, on 12/10/20 the reporting person was granted 61,881 RSUs, 20,627 of which vested on 12/10/21, and 20,627 of which will vest on each of 12/10/22 and 12/10/23. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of shares in column 5 also includes 702 vested RSU dividend equivalent rights and a de minimus adjustment of 0.1653 due to fractional rounding of the dividend equivalent rights at $15.21 per RSU credited to the reporting person's account on 12/10/21.
F5 On 12/09/21 the reporting person was granted 97,529 RSUs, 32,509 of which will vest on 12/09/22, and 32,510 of which will vest on each of 12/09/23 and 12/09/24. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock.