Thomas E. Black Jr - Dec 9, 2021 Form 4 Insider Report for Hewlett Packard Enterprise Co (HPE)

Role
SVP, GM of Storage
Signature
Derek Windham as Attorney-in-Fact for Thomas E Black Jr
Stock symbol
HPE
Transactions as of
Dec 9, 2021
Transactions value $
$519,574
Form type
4
Date filed
12/13/2021, 04:47 PM
Previous filing
Oct 26, 2021
Next filing
Dec 23, 2021

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction HPE Common Stock Options Exercise $139K +9.15K $15.21 9.15K Dec 10, 2021 Direct
transaction HPE Common Stock Tax liability -$38.9K -2.56K -27.96% $15.21 6.59K Dec 10, 2021 Direct
transaction HPE Common Stock Options Exercise $15.3K +1K +15.21% $15.21 7.6K Dec 10, 2021 Direct
transaction HPE Common Stock Tax liability -$4.27K -281 -3.7% $15.21 7.32K Dec 10, 2021 Direct
transaction HPE Common Stock Options Exercise $256K +16.8K +230.14% $15.21 24.2K Dec 10, 2021 Direct
transaction HPE Common Stock Tax liability -$63.2K -4.15K -17.19% $15.21 20K Dec 10, 2021 Direct
transaction HPE Common Stock Options Exercise $20.2K +1.33K +6.65% $15.21 21.3K Dec 10, 2021 Direct
transaction HPE Common Stock Tax liability -$5K -329 -1.54% $15.21 21K Dec 10, 2021 Direct
transaction HPE Common Stock Options Exercise $314K +20.6K +98.23% $15.21 41.6K Dec 10, 2021 Direct
transaction HPE Common Stock Tax liability -$120K -7.89K -18.96% $15.21 33.7K Dec 10, 2021 Direct
transaction HPE Common Stock Options Exercise $10.7K +702 +2.08% $15.21 34.4K Dec 10, 2021 Direct
transaction HPE Common Stock Tax liability -$4.21K -277 -0.8% $15.21 34.2K Dec 10, 2021 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction HPE Restricted Stock Units Options Exercise -9.15K -100% 0 Dec 10, 2021 Common Stock 9.15K Direct F1, F2
transaction HPE Restricted Stock Units Options Exercise -16.8K -48.1% 18.2K Dec 10, 2021 Common Stock 16.8K Direct F1, F3
transaction HPE Restricted Stock Units Options Exercise -20.6K -32.6% 42.7K Dec 10, 2021 Common Stock 20.6K Direct F1, F4
transaction HPE Restricted Stock Units Award +97.5K 97.5K Dec 9, 2021 Common Stock 97.5K Direct F1, F5
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.
F2 As previously reported, on 12/10/18, the reporting person was granted 27,454 RSUs, 9,151 of which vested on each of 12/10/19 and 12/10/20, and 9,152 of which vested on 12/10/21. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of shares in column 5 also includes 1,003 vested RSU dividend equivalent rights and a de minimus adjustment of 0.9976 due to fractional rounding of the dividend equivalent rights at $15.21 per RSU credited to the reporting person's account on 12/10/21.
F3 As previously reported, on 12/10/19, the reporting person was granted 50,505 RSUs, 16,835 of which vested on 12/10/20, and 16,835 of which vested on 12/10/21, and 16,835 of which will vest on 12/10/22. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of shares in column 5 also includes 1,330 vested RSU dividend equivalent rights and a de minimus adjustment of 0.8290 due to fractional rounding of the dividend equivalent rights at $15.21 per RSU credited to the reporting person's account on 12/10/21.
F4 As previously reported, on 12/10/20 the reporting person was granted 61,881 RSUs, 20,627 of which vested on 12/10/21, and 20,627 of which will vest on each of 12/10/22 and 12/10/23. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of shares in column 5 also includes 702 vested RSU dividend equivalent rights and a de minimus adjustment of 0.1653 due to fractional rounding of the dividend equivalent rights at $15.21 per RSU credited to the reporting person's account on 12/10/21.
F5 On 12/09/21 the reporting person was granted 97,529 RSUs, 32,509 of which will vest on 12/09/22, and 32,510 of which will vest on each of 12/09/23 and 12/09/24. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock.