Eric Carre - Dec 7, 2021 Form 4 Insider Report for HALLIBURTON CO (HAL)

Role
EVP, Global Business Lines
Signature
/s/ Bruce A. Metzinger, by Power of Attorney
Stock symbol
HAL
Transactions as of
Dec 7, 2021
Transactions value $
-$244,292
Form type
4
Date filed
12/9/2021, 08:50 AM
Previous filing
May 10, 2021
Next filing
Dec 10, 2021

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction HAL Common Stock Tax liability -$125K -5.69K -4.27% $22.02 128K Dec 7, 2021 Direct F1, F2
transaction HAL Common Stock Tax liability -$119K -5.41K -4.24% $22.00 122K Dec 7, 2021 Direct F1, F3

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding HAL Option to Buy Common Stock 50.1K Dec 7, 2021 Common Stock 50.1K $31.44 Direct
holding HAL Option to Buy Common Stock 9.53K Dec 7, 2021 Common Stock 9.53K $34.48 Direct
holding HAL Option to Buy Common Stock 34.4K Dec 7, 2021 Common Stock 34.4K $43.38 Direct
holding HAL Option to Buy Common Stock 30.1K Dec 7, 2021 Common Stock 30.1K $53.54 Direct
holding HAL Option to Buy Common Stock 24.8K Dec 7, 2021 Common Stock 24.8K $39.49 Direct
holding HAL Option to Buy Common Stock 8.3K Dec 7, 2021 Common Stock 8.3K $50.01 Direct
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Shares transferred to Halliburton Company for payment for Federal tax withholding obligations on lapse of restrictions on shares issued under the Stock and Incentive Plan. Said Plan permits Reporting Person to satisfy withholding tax obligation by transferring unrestricted shares to the Issuer.
F2 The shares vested on December 2, 2021. The closing price of Halliburton Company's Common Stock on the New York Stock Exchange on December 2, 2021 was $22.02.
F3 The shares vested on December 4, 2021 and December 5, 2021. December 4, 2021 and December 5, 2021 were non-market dates. The closing price of Halliburton Company's Common Stock on the New York Stock Exchange on December 3, 2021 was $22.00.