Lawrence J. Pope - Dec 7, 2021 Form 4 Insider Report for HALLIBURTON CO (HAL)

Role
EVP Administration & CHRO
Signature
/s/ Bruce Metzinger, by Power of Attorney
Stock symbol
HAL
Transactions as of
Dec 7, 2021
Transactions value $
-$251,907
Form type
4
Date filed
12/9/2021, 08:35 AM
Next filing
Dec 10, 2021

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction HAL Common Stock Tax liability -$129K -5.84K -1.95% $22.02 294K Dec 7, 2021 Direct F1, F2
transaction HAL Common Stock Tax liability -$123K -5.61K -1.9% $22.00 290K Dec 7, 2021 Direct F1, F3, F4

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding HAL Option to Buy Common Stock 0 Dec 7, 2021 Common Stock 28.3K $35.57 Direct F5
holding HAL Option to Buy Common Stock 51.1K Dec 7, 2021 Common Stock 51.1K $31.44 Direct
holding HAL Option to Buy Common Stock 34.3K Dec 7, 2021 Common Stock 34.3K $43.38 Direct
holding HAL Option to Buy Common Stock 30.5K Dec 7, 2021 Common Stock 30.5K $53.54 Direct
holding HAL Option to Buy Common Stock 44.5K Dec 7, 2021 Common Stock 44.5K $38.95 Direct
holding HAL Option to Buy Common Stock 47.4K Dec 7, 2021 Common Stock 47.4K $40.75 Direct
holding HAL Option to Buy Common Stock 29.4K Dec 7, 2021 Common Stock 29.4K $50.62 Direct
holding HAL Option to Buy Common Stock 38.5K Dec 7, 2021 Common Stock 38.5K $33.50 Direct
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Shares transferred to Halliburton Company for payment for Federal tax withholding obligations on lapse of restrictions on shares issued under the Stock and Incentive Plan. Said Plan permits Reporting Person to satisfy withholding tax obligation by transferring unrestricted shares to the Issuer.
F2 The shares vested on December 2, 2021. The closing price of Halliburton Company's Common Stock on the New York Stock Exchange on December 2, 2021 was $22.02.
F3 The shares vested on December 4, 2021 and December 5, 2021. December 4, 2021 and December 5, 2021 were non-market dates. The closing price of Halliburton Company's Common Stock on the New York Stock Exchange on December 3, 2021 was $22.00.
F4 Includes 1,227.968 shares of stock purchased through the Halliburton Company Employee Stock Purchase Plan for the periods ending March 31, 2021, June 30, 2021, and September 30, 2021.
F5 Stock option expired December 6, 2021.