Jeffrey Allen Miller - 07 Dec 2021 Form 4 Insider Report for HALLIBURTON CO (HAL)

Role
Director, President & CEO, Director
Signature
/s/ Bruce Metzinger, by Power of Attorney
Issuer symbol
HAL
Transactions as of
07 Dec 2021
Net transactions value
-$923,517
Form type
4
Filing time
09 Dec 2021, 08:31:48 UTC
Previous filing
13 Oct 2021
Next filing
10 Dec 2021
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction HAL Common Stock Tax liability $461,671 -20,966 -2.4% $22.02 838,523 07 Dec 2021 Direct F1, F2
transaction HAL Common Stock Tax liability $461,846 -20,993 -2.5% $22.00 817,530 07 Dec 2021 Direct F1, F3

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding HAL Option to Buy Common Stock 171,200 07 Dec 2021 Common Stock 171,200 $31.44 Direct
holding HAL Option to Buy Common Stock 128,500 07 Dec 2021 Common Stock 128,500 $43.38 Direct
holding HAL Option to Buy Common Stock 69,500 07 Dec 2021 Common Stock 69,500 $53.54 Direct
holding HAL Option to Buy Common Stock 99,200 07 Dec 2021 Common Stock 99,200 $38.95 Direct
holding HAL Option to Buy Common Stock 115,100 07 Dec 2021 Common Stock 115,100 $40.75 Direct
holding HAL Option to Buy Common Stock 55,700 07 Dec 2021 Common Stock 55,700 $50.62 Direct
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Shares transferred to Halliburton Company for payment for Federal tax withholding obligations on lapse of restrictions on shares issued under the Stock and Incentive Plan. Said Plan permits Reporting Person to satisfy withholding tax obligation by transferring unrestricted shares to the Issuer.
F2 The shares vested on December 2, 2021. The closing price of Halliburton Company's Common Stock on the New York Stock Exchange on December 2, 2021 was $22.02.
F3 The shares vested on December 4, 2021 and December 5, 2021. December 4, 2021 and December 5, 2021 were non-market dates. The closing price of Halliburton Company's Common Stock on the New York Stock Exchange on December 3, 2021 was $22.00.