Mark Richard - Dec 7, 2021 Form 4 Insider Report for HALLIBURTON CO (HAL)

Role
President - Western Hemisphere
Signature
/s/ Bruce Metzinger, by Power of Attorney
Stock symbol
HAL
Transactions as of
Dec 7, 2021
Transactions value $
-$253,654
Form type
4
Date filed
12/9/2021, 08:25 AM
Next filing
Dec 23, 2021

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction HAL Common Stock Tax liability -$163K -7.38K -2.96% $22.02 242K Dec 7, 2021 Direct F1, F2
transaction HAL Common Stock Tax liability -$91.1K -4.14K -1.7% $22.00 240K Dec 7, 2021 Direct F1, F3, F4, F5

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding HAL Option to Buy Common Stock 6.4K Dec 7, 2021 Common Stock 6.4K $34.15 Direct
holding HAL Option to Buy Common Stock 13.9K Dec 7, 2021 Common Stock 13.9K $36.31 Direct
holding HAL Option to Buy Common Stock 7.9K Dec 7, 2021 Common Stock 7.9K $50.01 Direct
holding HAL Option to Buy Common Stock 14.8K Dec 7, 2021 Common Stock 14.8K $39.49 Direct
holding HAL Option to Buy Common Stock 28.6K Dec 7, 2021 Common Stock 28.6K $34.48 Direct
holding HAL Option to Buy Common Stock 17.1K Dec 7, 2021 Common Stock 17.1K $55.68 Direct
holding HAL Option to Buy Common Stock (01/2018) 24K Dec 7, 2021 Commom Stock 24K $49.61 Direct
holding HAL Option to Buy Common Stock (12/2018) 43.9K Dec 7, 2021 Common Stock 43.9K $27.14 Direct
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Shares transferred to Halliburton Company for payment for Federal tax withholding obligations on lapse of restrictions on shares issued under the Stock and Incentive Plan. Said Plan permits Reporting Person to satisfy withholding tax obligation by transferring unrestricted shares to the Issuer.
F2 The shares vested on December 2, 2021. The closing price of Halliburton Company's Common Stock on the New York Stock Exchange on December 2, 2021 was $22.02.
F3 The shares vested on December 4, 2021. December 4, 2021 was a non-market date. The closing price of Halliburton Company's Common Stock on the New York Stock Exchange on December 3, 2021 was $22.00.
F4 Includes 1,308.953 shares of stock purchased through the Halliburton Company Employee Stock Purchase Plan for the periods ending March 31, 2021 and June 30, 2021.
F5 Includes 583.424 shares of stock accumulated through dividend reinvestment as of September 30, 2021.