Cynthia L. Hageman - Dec 7, 2021 Form 4 Insider Report for Loyalty Ventures Inc. (LYLT)

Role: EVP, General Counsel & Sec'y
Signature: Laura Santillan, Attorney in Fact
Stock symbol: LYLT
Transactions as of: Dec 7, 2021
Transactions value $: $0
Form type: 4
Date filed: 12/7/2021, 03:13 PM
Previous filing: Nov 4, 2021
Next filing: Feb 17, 2022

Transactions Table

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Ownership	Footnotes
transaction	LYLT	Common Stock	Award		+6.16K	+213.44%		9.05K	Dec 7, 2021	Direct	F1, F2

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	The award for 6,162 shares of common stock represented by restricted stock units is a replacement for equity forfeited by Alliance Data Systems Corporation at the time of the spinoff as provided in the Employee Matters Agreement. The restrictions will lapse on 2,033 units on each of 2/16/2022 and 2/16/2023 and on 2,096 units on 2/16/2024 subject to continued employment by the Reporting Person with the Issuer on the vesting date.
F2	The total number of securities beneficially owned includes: (a) 2,887 unrestricted shares resulting from the spinoff distribution by Alliance Data Systems Corporation on November 5, 2021; and (b) the replacement grant for 6,162 time-based restricted stock units.

Content

The award for 6,162 shares of common stock represented by restricted stock units is a replacement for equity forfeited by Alliance Data Systems Corporation at the time of the spinoff as provided in the Employee Matters Agreement. The restrictions will lapse on 2,033 units on each of 2/16/2022 and 2/16/2023 and on 2,096 units on 2/16/2024 subject to continued employment by the Reporting Person with the Issuer on the vesting date.

The total number of securities beneficially owned includes: (a) 2,887 unrestricted shares resulting from the spinoff distribution by Alliance Data Systems Corporation on November 5, 2021; and (b) the replacement grant for 6,162 time-based restricted stock units.