Rahul Ghai - 30 Nov 2021 Form 4 Insider Report for Otis Worldwide Corp (OTIS)

Source evidence Original filing metadata and source links for verification. 4 source fields
SEC form
4
Accepted by SEC
02 Dec 2021, 14:35:07 UTC
Next SEC filing
07 Feb 2022
Source filing
View source filing
Reporting owner 1 detail
Reporting owner signature
Joshua Mullin, Attorney-in-Fact

Key filing fact

Rahul Ghai filed Form 4 for Otis Worldwide Corp (OTIS) on 02 Dec 2021.

Key facts

  • This page summarizes Rahul Ghai's Form 4 filing for Otis Worldwide Corp (OTIS).
  • 3 reported transactions and 1 derivative row are listed below.
  • Accepted by SEC: 02 Dec 2021, 14:35.

Change

  • No earlier filing in this sequence is available for direct comparison.
  • Current net transaction value: $0.

Research use

  • This tells you what this filing adds before you inspect full transaction and derivative tables.
  • You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

OTIS transaction

Common Stock

Options Exercise

Transaction value
$53,627
Shares
+667
Change %
+2223%
Price
$80.40
Shares after
697
Date
30 Nov 2021
Ownership
Direct
OTIS transaction

Common Stock

Tax liability

Transaction value
$53,627
Shares
-667
Change %
-96%
Price
$80.40
Shares after
30
Date
30 Nov 2021
Ownership
Direct
OTIS holding

Common Stock

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
19
Date
30 Nov 2021
Ownership
Otis IRA

Reported derivative securities

Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.

OTIS transaction Derivative

Restricted Stock Units

Options Exercise

Transaction value
$0
Shares
-667
Change %
-4.2%
Price
$0.000000
Shares after
15,212
Date
30 Nov 2021
Ownership
Direct
Underlying class
Common Stock
Underlying amount
667
Exercise price
$0.000000
Footnotes
F1, F2
* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Explanation of responses 2 footnotes

Footnote F1

Each restricted stock unit represents a contingent right to receive one share of common stock from the issuer.

Footnote F2

The reporting person was originally granted restricted stock units by UTC, the former parent company of the issuer. This transaction reflects a reduction in the RSUs otherwise deliverable upon future vesting in order to satisfy FICA taxes that are due because the reporting person qualifies for retirement treatment under the award. These RSUs accrue dividend equivalents.

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