Peiming Zheng - Jun 9, 2020 Form 4 Insider Report for Otis Worldwide Corp (OTIS)

Role
President, Otis China
Signature
Joshua A. Mullin, Attorney-in-Fact
Stock symbol
OTIS
Transactions as of
Jun 9, 2020
Transactions value $
$7,306
Form type
4
Date filed
12/2/2021, 02:31 PM
Next filing
Dec 2, 2021

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction OTIS Common Stock Purchase $7.31K +120 +4.03% $60.88 3.1K Jun 9, 2020 Direct F1, F2
holding OTIS Common Stock 53.8 Jun 9, 2020 UTC 401(k) plan
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 This purchase occurred in a managed account held by the reporting person and occurred without his knowledge. The reporting person has voluntarily repaid to the issuer an amount equal to the short-swing profit liability attributable to this transaction and an August 3, 2020 matching transaction.
F2 The amount includes an additional 49 shares which the insider's managed account received when the issuer was spun off from UTC. These 49 additional shares and the 120 shares reported above were not included in the reporting person's prior filings, but will be included in future filings.