Michael E. Pack - Nov 15, 2021 Form 4 Insider Report for OSHKOSH CORP (OSK)

Role
Exec VP and CFO
Signature
Ignacio A. Cortina, for Michael E. Pack
Stock symbol
OSK
Transactions as of
Nov 15, 2021
Transactions value $
-$115,415
Form type
4
Date filed
11/17/2021, 03:44 PM
Previous filing
Sep 1, 2021
Next filing
Nov 19, 2021

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction OSK Common Stock Options Exercise +2.13K +18.88% 13.4K Nov 16, 2021 Direct F1
transaction OSK Common Stock Tax liability -$115K -1K -7.45% $115.07 12.5K Nov 16, 2021 Direct F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction OSK Restricted Stock Units Award $0 +2.73K $0.00 2.73K Nov 15, 2021 Common Stock 2.73K Direct F3, F4
transaction OSK Restricted Stock Units Options Exercise $0 -2.13K -33.32% $0.00 4.27K Nov 16, 2021 Common Stock 2.13K Direct F1, F5
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Each Restricted Stock Unit represents a contingent right to receive one share of OSK common stock.
F2 Amount includes a total of 1,050.85 shares acquired under the Oshkosh Corporation Employee Stock Purchase Plan through November 17, 2021. Between April 6, 2021 and November 17, 2021, the reporting person acquired 19.87 shares under the Oshkosh Corporation Employee Stock Purchase Plan.
F3 Restricted Stock Unit Award granted pursuant to the Company's Stock Plan.
F4 Restricted Stock Unit Award vests in one-third (1/3) annual increments commencing on 11/15/2022.
F5 Restricted Stock Unit Award vests in one-third (1/3) annual increments commencing on 11/16/2021.