Jonathan D. Root - 09 Nov 2021 Form 4 Insider Report for eFFECTOR Therapeutics, Inc.

Source evidence 5 source fields
Form type
4
Accepted by SEC
12 Nov 2021, 16:53:28 UTC
Previous filing
08 Oct 2021
Next filing
17 Nov 2021
SEC filing
View on sec.gov
Reporting owner 1 detail
Reporting owner signature
Dale Holladay, Attorney in Fact for the Reporting Person

Key filing fact

Jonathan D. Root filed Form 4 for eFFECTOR Therapeutics, Inc. on 12 Nov 2021.

Key facts

  • This page summarizes Jonathan D. Root's Form 4 filing for eFFECTOR Therapeutics, Inc..
  • 8 reported transactions and 0 derivative rows are listed below.
  • Accepted by SEC: 12 Nov 2021, 16:53.

Change

  • Previous filing in this sequence was filed on 08 Oct 2021.
  • Current net transaction value: -$917,006.

Research use

  • This tells you what this filing adds before you inspect full transaction and derivative tables.
  • You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

See Original Filing

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

EFTR transaction

Common Stock

Sale

Transaction value
$306,924
Shares
-27,892
Change %
-0.6%
Price
$11.00
Shares after
4,644,736
Date
09 Nov 2021
Ownership
Directly owned by USVP X
Footnotes
F1, F2
EFTR transaction

Common Stock

Sale

Transaction value
$9,827
Shares
-893
Change %
-0.6%
Price
$11.00
Shares after
148,593
Date
09 Nov 2021
Ownership
Directly owned by AFF X
Footnotes
F1, F2
EFTR transaction

Common Stock

Sale

Transaction value
$343,824
Shares
-32,946
Change %
-0.71%
Price
$10.44
Shares after
4,611,790
Date
10 Nov 2021
Ownership
Directly owned by USVP X
Footnotes
F1, F2
EFTR transaction

Common Stock

Sale

Transaction value
$11,000
Shares
-1,054
Change %
-0.71%
Price
$10.44
Shares after
147,539
Date
10 Nov 2021
Ownership
Directly owned by AFF X
Footnotes
F1, F2
EFTR transaction

Common Stock

Sale

Transaction value
$120,725
Shares
-11,644
Change %
-0.25%
Price
$10.37
Shares after
4,600,146
Date
11 Nov 2021
Ownership
Directly owned by USVP X
Footnotes
F1, F2
EFTR transaction

Common Stock

Sale

Transaction value
$3,867
Shares
-373
Change %
-0.25%
Price
$10.37
Shares after
147,166
Date
11 Nov 2021
Ownership
Directly owned by AFF X
Footnotes
F1, F2
EFTR transaction

Common Stock

Sale

Transaction value
$117,094
Shares
-11,628
Change %
-0.25%
Price
$10.07
Shares after
4,588,518
Date
12 Nov 2021
Ownership
Directly owned by USVP X
Footnotes
F1, F2
EFTR transaction

Common Stock

Sale

Transaction value
$3,746
Shares
-372
Change %
-0.25%
Price
$10.07
Shares after
146,794
Date
12 Nov 2021
Ownership
Directly owned by AFF X
Footnotes
F1, F2
* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Explanation of responses 2 footnotes

Footnote F1

The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $10.57 to $11.82, inclusive for sales on 11/9/21; prices ranging from $10.22 to $10.72, inclusive for sales on 11/10/21; prices ranging from $10.16 to $10.56, inclusive for sales on 11/11/21; and prices ranging from $10.00 to $10.22, inclusive for sales on 11/12/21. The reporting persons undertake to provide the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4

Footnote F2

Presidio Management Group X, L.L.C. ("PMG X"), the general partner of each of U.S. Venture Partners X, L.P. ("USVP X") and USVP X Affiliates L.P. ("AFF X") (together, the "USVP X Funds"), has sole voting and dispositive power with respect to the shares held by the USVP X Funds. The Reporting Person is a managing member of PMG X with additional rights with respect to the Issuer securities, and may be deemed to have sole voting and dispositive power with respect to the shares. The Reporting Person disclaims beneficial ownership of shares held by the USVP X Funds, except to the extent of any proportionate pecuniary interest therein.

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