John Panikar - 02 Nov 2021 Form 4 Insider Report for LINDE PLC (LIN)

Role
Executive VP, APAC
Signature
Anthony M. Pepper, Attorney-in-fact
Issuer symbol
LIN
Transactions as of
02 Nov 2021
Net transactions value
-$2,628,575
Form type
4
Filing time
04 Nov 2021, 16:23:05 UTC
Next filing
09 Mar 2022
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction LIN Ordinary Shares Options Exercise $1,377,007 +7,796 +52% $176.63 22,902 02 Nov 2021 Direct
transaction LIN Ordinary Shares Tax liability $1,839,135 -5,621 -25% $327.19 17,281 02 Nov 2021 Direct F1
transaction LIN Ordinary Shares Options Exercise $1,294,678 +8,407 +49% $154.00 25,688 02 Nov 2021 Direct
transaction LIN Ordinary Shares Tax liability $1,867,056 -5,710 -22% $326.98 19,978 02 Nov 2021 Direct F1
transaction LIN Ordinary Shares Sale $1,594,070 -4,872 -24% $327.19 15,106 02 Nov 2021 Direct
holding LIN Ordinary Shares 1,762 02 Nov 2021 401(k)

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction LIN Stock Options (right to buy) Options Exercise $0 -7,796 -67% $0.000000 3,899 02 Nov 2021 Ordinary Shares 11,695 $176.63 Direct F7
transaction LIN Stock Options (right to buy) Options Exercise $0 -8,407 -100% $0.000000* 0 02 Nov 2021 Ordinary Shares 8,407 $154.00 Direct F8
holding LIN Restricted Stock Units 1,810 02 Nov 2021 Ordinary Shares 1,810 Direct F1, F2
holding LIN Restricted Stock Units 840 02 Nov 2021 Ordinary Shares 840 Direct F2, F3
holding LIN Restricted Stock Units 1,040 02 Nov 2021 Ordinary Shares 1,040 Direct F3, F4
holding LIN Stock Options (right to buy) 19,070 02 Nov 2021 Ordinary Shares 19,070 $253.68 Direct F5
holding LIN Stock Options (right to buy) 10,175 02 Nov 2021 Ordinary Shares 10,175 $173.13 Direct F6
holding LIN Deferred Stock Units 96 02 Nov 2021 Ordinary Shares 96 Direct F9, F10
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Ordinary shares withheld to pay exercise price and taxes.
F2 Restricted Stock Units that will vest in full and payout on or about March 8, 2024 in Linde plc Ordinary Shares on a one-for-one basis.
F3 Restricted Stock Units that will vest in full and payout on or about March 9, 2023 in Linde plc Ordinary Shares on a one-for-one basis.
F4 Restricted Stock Units that will vest in full and payout on or about March 20, 2022 in Linde plc Ordinary Shares on a one-for-one basis.
F5 This option vests over three years in three consecutive equal annual installments beginning on March 8, 2022.
F6 This option vests over three years in three consecutive equal annual installments beginning on March 9, 2021.
F7 This option vests over three years in three consecutive equal annual installments beginning on March 20,2020.
F8 This option vests over three years in three consecutive equal annual installments beginning on February 27, 2019.
F9 Conversion to Linde plc Ordinary Shares is on a one-to-one basis.
F10 Deferred stock units acquired under the Compensation Deferred Plan as amended ("Plan"). The deferred stock units will payout in Linde plc Ordinary Shares on a one-for-one basis in accordance with the Plan.