Kathleen Ligocki - Oct 12, 2021 Form 4 Insider Report for CARPENTER TECHNOLOGY CORP (CRS)

Role
Director
Signature
James D. Dee/POA
Stock symbol
CRS
Transactions as of
Oct 12, 2021
Transactions value $
$0
Form type
4
Date filed
10/14/2021, 04:58 PM
Previous filing
Oct 4, 2021
Next filing
Dec 14, 2021

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction CRS Director Stock Units Award +3.44K +24.07% 17.7K Oct 12, 2021 Common Stock 3.44K Direct F1, F2, F3, F4
transaction CRS Director Stock Options (right to buy) Award +2.83K 2.83K Oct 12, 2021 Common Stock 2.83K $33.43 Direct F5
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Converts to common stock on a 1-for-1 basis
F2 Payable upon the later of separation of service or a specified date or event.
F3 The reporting person was granted restricted stock units under the Carpenter Technology Corporation Stock-Based Compensation Plan for Non-Employee Directors.
F4 Includes dividend equivalents not previously reported.
F5 The reporting person was granted an option to purchase stock under the Carpenter Technology Corporation Stock Based Compensation Plan for Non-Employee Directors.