Jason P. Baab - Oct 4, 2021 Form 3 Insider Report for OSHKOSH CORP (OSK)

Role
SVP, Corp. Develop. & Strategy
Signature
Jason P. Baab
Stock symbol
OSK
Transactions as of
Oct 4, 2021
Transactions value $
$0
Form type
3
Date filed
10/12/2021, 10:51 AM
Next filing
Nov 15, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
holding OSK Common Stock 67.9 Oct 4, 2021 Direct F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding OSK Options Oct 4, 2021 Common Stock 700 $66.09 Direct F2, F3
holding OSK Options Oct 4, 2021 Common Stock 1.13K $90.28 Direct F2, F4
holding OSK Restricted Stock Units Oct 4, 2021 Common Stock 338 $0.00 Direct F5, F6
holding OSK Restricted Stock Units Oct 4, 2021 Common Stock 513 $0.00 Direct F5, F7
holding OSK Restricted Stock Units Oct 4, 2021 Common Stock 752 $0.00 Direct F5, F8
holding OSK Restricted Stock Units Oct 4, 2021 Common Stock 1.59K $0.00 Direct F5, F9
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 All of the shares were acquired under the Oshkosh Corporation Employee Stock Purchase Plan.
F2 Option (right to buy) granted pursuant to the Company's Stock Plan.
F3 Options vest in one-third (1/3) annual increments commencing on 11/19/2019.
F4 Options vest in one-third (1/3) annual increments commencing on 11/18/2020.
F5 Restricted Stock Unit Award granted pursuant to the Company's Stock Plan.
F6 Restricted Stock Unit Award vests in one-third (1/3) annual increments commencing on 11/19/2019.
F7 Restricted Stock Unit Award vests in one-third (1/3) annual increments commencing on 11/18/2020.
F8 Restricted Stock Unit Award vests in one-third (1/3) annual increments commencing on 12/16/2020.
F9 Restricted Stock Unit Award vests in one-third (1/3) annual increments commencing on 11/16/2021.