Daniel Jw Neal - 06 Oct 2021 Form 4 Insider Report for Broad Street Realty, Inc. (BRST)

Role
Director
Signature
/s/ Andrew P. Campbell as attorney-in-fact for Daniel JW Neal
Issuer symbol
BRST
Transactions as of
06 Oct 2021
Net transactions value
$0
Form type
4
Filing time
08 Oct 2021, 18:57:14 UTC
Previous filing
31 Aug 2021
Next filing
28 Dec 2021
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction BRST Common Stock Award +103,981 +14% 849,488 06 Oct 2021 Direct F1, F2
holding BRST Common Stock 29,554 06 Oct 2021 Custodian of account for child
holding BRST Common Stock 37,255 06 Oct 2021 By ABL, LLC F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Received in exchange for membership interests in BSV Greenwood Investors LLC ("Greenwood"), pursuant to the previously disclosed Agreement and Plan of Merger (the "Greenwood Merger Agreement"), dated as of May 28, 2019, as amended on Nov. 27, 2019 and Dec. 27, 2019, by and among Greenwood, Broad Street Realty, Inc. (the "Issuer"), Broad Street Operating Partnership, LP and a subsidiary. Upon the closing of the transactions contemplated by the Greenwood Merger Agreement (the "Greenwood Merger"), the membership interests that were then outstanding were converted into the right to receive shares of the Issuer's common stock.
F2 As of the date immediately prior to the effective time of the Greenwood Merger, the last reported sales price of the Issuer's common stock on the OTCQX was $2.49 per share.
F3 The reporting person is the managing member of a limited liability company that owns the reported securities. The reporting person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein.