Khayyal Abdulaziz Fahd Al - Sep 30, 2021 Form 4 Insider Report for HALLIBURTON CO (HAL)

Role
Director
Signature
/s/ Bruce A. Metzinger, by Power of Attorney
Stock symbol
HAL
Transactions as of
Sep 30, 2021
Transactions value $
$0
Form type
4
Date filed
10/4/2021, 01:28 PM
Previous filing
Jul 2, 2021
Next filing
Oct 5, 2021

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction HAL Stock Equivalent Units Award +682 +4.66% 15.3K Sep 30, 2021 Common Stock 682 Direct F1, F2, F3, F4
holding HAL 12/2020 Restricted Stock Units 12.4K Sep 30, 2021 Common Stock 12.4K Direct F5, F6, F8
holding HAL 8/2019 Restricted Stock Units 8.51K Sep 30, 2021 Common Stock 8.51K Direct F5, F7, F8
holding HAL 8/2018 Restricted Stock Units 4.59K Sep 30, 2021 Common Stock 4.59K Direct F5, F7, F8
holding HAL 8/2017 Restricted Stock Units 4.71K Sep 30, 2021 Common Stock 4.71K Direct F5, F7, F8
holding HAL 8/2016 Restricted Stock Units 4.68K Sep 30, 2021 Common Stock 4.68K Direct F5, F7, F8
holding HAL 8/2015 Restricted Stock Units 5.09K Sep 30, 2021 Common Stock 5.09K Direct F5, F7, F8
holding HAL 12/2014 Restricted Stock Units 2.8K Sep 30, 2021 Common Stock 2.8K Direct F5, F7, F8
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The security converts to common stock on a one-for-one basis.
F2 Stock equivalents acquired under the Halliburton Company Directors' Deferred Compensation Plan reported on a pro-rata basis to reflect Issuer's Plan quarter. Said Plan is an ongoing securities acquisition plan.
F3 The stock equivalent units were accrued under the Company's Directors' Deferred Compensation Plan and are settled in the Company's common stock following cessation as a director.
F4 A portion of the stock equivalents are attributable to quarterly dividends and a portion are attributable to quarterly fees and are based on the closing price on September 22, 2021 of $19.75 and September 29, 2021 of $22.16.
F5 Each restricted stock unit represents a right to receive one share of the Company's common stock.
F6 The restricted stock units vest in one year on the first anniversary of the award. Shares will be delivered to the reporting person either upon vesting, or if reporting person elected to defer receipt, following cessation as a director.
F7 The restricted stock units vest in four equal annual installments beginning with the first anniversary of the award. Shares will be delivered to the reporting person either upon vesting, or if reporting person elected to defer receipt, following cessation as a director.
F8 Includes dividend equivalent units through September 30, 2021.