Thomas W. Horton - Oct 1, 2021 Form 4 Insider Report for GENERAL ELECTRIC CO (GE)

Role
Director
Signature
Brandon Smith on behalf of Thomas W. Horto
Stock symbol
GE
Transactions as of
Oct 1, 2021
Transactions value $
$54,004
Form type
4
Date filed
10/1/2021, 04:50 PM
Previous filing
Jul 1, 2021
Next filing
Jan 4, 2022

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction GE Deferred Fee Phantom Stock Units Award $54K +526 +5.7% $102.67 9.76K Oct 1, 2021 Common Stock 526 Direct F1, F2, F3, F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Acquired at a price of $102.67 per unit pursuant to the terms of the 2007 Long-Term Incentive Plan. Payable beginning one year after termination of service as a director.
F2 Each unit of phantom stock is the economic equivalent of one share of common stock.
F3 Payable beginning one year after termination of service as a director.
F4 Reflects adjustments made in connection with the 1-for-8 reverse stock split of the Issuer's common stock.