Wen HSIEH - Sep 14, 2021 Form 4/A - Amendment Insider Report for AEye, Inc. (LIDR)

Role
Director
Signature
/s/ Wen Hsuan Hsieh
Stock symbol
LIDR
Transactions as of
Sep 14, 2021
Transactions value $
$0
Form type
4/A - Amendment
Date filed
9/17/2021, 08:58 PM
Date Of Original Report
Sep 16, 2021
Previous filing
Aug 18, 2021
Next filing
May 11, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction LIDR Common Stock Award $0 +42.3K $0.00 42.3K Sep 14, 2021 Direct F1
holding LIDR Common Stock 16.3M Sep 14, 2021 By KPCB Holdings, Inc. F2, F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Represents RSUs that, subject to the Reporting Person's continued service to the Issuer, 42,322 of such RSUs vest as follows: 1/3 will vest on each of September 14, 2022, September 14, 2023 and September 14, 2024.
F2 All shares are held for convenience in the name of "KPCB Holdings, Inc., as nominee" for the following accounts: 13,405,167 shares of our common stock held by Kleiner Perkins Caufield & Byers XVI, LLC ("KPCB XVI"), 458,898 shares held by KPCB XVI Founders Fund, LLC ("XVI Founders"), 2,362,303 shares held by Kleiner Perkins Caufield & Byers XIX, LLC ("KPCB XIX"), 22,179 shares held by Kleiner Perkins XIX Friends, LLC ("XIX Friends") and 52,150 shares held by KPCB XIX Founders Fund, LLC ("XIX Founders"). The managing member of KPCB XVI and XVI Founders is KPCB XVI Associates, LLC ("KPCB XVI Associates").
F3 The Reporting person is a managing member of KPCB XVI Associates, and together with the other managing members of KPCB XVI Associates, exercises shared voting and dispositive control over the shares held by KPCB XVI and XVI Founders. The Reporting Person disclaims beneficial ownership of all shares held by KPCB XVI and XVI Founders except to the extent of his pecuniary interest therein. The managing member of KPCB XIX, XIX Friends and XIX Founders is KPCB XIX Associates, LLC ("KPCB XIX Associates"). The Reporting Person is a managing member of KPCB XIX Associates, together with other managing members. KPCB XIX Associates, exercises shared voting and dispositive control over the shares held by KPCB XIX, XIX Friends and XIX Founders. The Reporting Person disclaims beneficial ownership of all shares held by KPCB XIX, XIX Friends and XIX Founders except to the extent of his pecuniary interest therein.