John C. Gerspach - 15 Sep 2021 Form 4 Insider Report for ALLIANCE DATA SYSTEMS CORP (BFH)

Role
Director
Signature
Benjamin L. Morgan, Attorney in Fact
Issuer symbol
BFH
Transactions as of
15 Sep 2021
Net transactions value
$0
Form type
4
Filing time
17 Sep 2021, 16:03:25 UTC
Previous filing
17 Jun 2021
Next filing
17 Dec 2021
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction BFH Common Stock Award +371 +3.1% 12,453 15 Sep 2021 Direct F1, F2
holding BFH Common Stock 6,000 15 Sep 2021 By Gerspach 2020 GST Exempt Trust F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The new grant is for 371 shares of common stock represented by restricted stock units. The restrictions on 100% of the shares will lapse on the earlier of (i) 9/15/31 or (ii) termination of the director's service on the Company's board of directors, but in any case not earlier than September 15, 2022.
F2 The total amount of securities beneficially owned includes: (a) 5,000 unrestricted shares; (b) 5,152 unvested restricted stock units granted 6/22/20; (c) 1,930 unvested restricted stock units granted 6/15/21; and (d) the new grant for 371 restricted stock units.
F3 The shares are held by the Gerspach 2020 GST Exempt Trust, for which the Reporting Person's spouse serves as trustee.