Avi S. Katz - Jan 9, 2018 Form 4 Insider Report for Kaleyra, Inc. (KLR)

Role
Exec Chairman, Director
Signature
/s/ Avi S. Katz, individually
Stock symbol
KLR
Transactions as of
Jan 9, 2018
Transactions value $
$175,140
Form type
4
Date filed
8/6/2021, 09:03 PM
Next filing
Aug 16, 2021

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction KLR Common Stock Purchase $63.7K +6.37K +0.2% $10.00* 3.22M Jan 9, 2018 By GigAcquisitions, LLC (see note below) F1, F2, F3

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction KLR Private Warrants Purchase $47.8K +4.78K +1.79% $10.00* 272K Jan 9, 2018 Common Stock 4.48K $11.50 GigAcquisitions, LLC (see note below) F1, F3, F4, F5
transaction KLR Private Rights Purchase $63.7K +6.37K +1.79% $10.00* 362K Jan 9, 2018 Common Stock 637 GigAcquisitions, LLC (see note below) F1, F3, F6, F7, F8
transaction KLR Private Warrants Other $0 -272K -100% $0.00* 0 Feb 11, 2021 Common Stock 272K $11.50 GigAcquisitions, LLC (see note below) F3, F4, F5, F9
transaction KLR Private Warrants Other $0 +159K $0.00 159K Feb 11, 2021 Common Stock 159K $11.50 Direct F4, F5, F9
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 $10.00 is the price per Private Unit, with each Private Unit consisting of (i) one share of Common Stock, (ii) 3/4ths of a Private Warrant exercisable at price of $11.50 per whole share of Common Stock, and (iii) one Private Right which entitles the holder to receive 1/10th of one share of Common Stock upon the consummation of the Company's business combination. These Private Units were acquired by the Sponsor (as defined below) in a private placement alongside the underwriters' exercise of their over-allotment option.
F2 Includes 2,856,607 founder shares of Common Stock previously reported in the Form 3 filed by the Reporting Persons on December 7, 2017. Includes up to 379,464 shares of Common Stock that were subject to forfeiture. The underwriters exercised the over-allotment option on January 9, 2018. Consequently, no shares were forfeited.
F3 The Common Stock, Private Warrants, and Private Rights constituting the Private Units are held directly by GigAcquisitions, LLC (the "Sponsor"). The Common Stock, Private Warrants, and Private Rights held by the Sponsor are beneficially owned by Dr. Avi S. Katz, GigCapital, Inc.'s Chief Executive Officer, President, Executive Chairman of the Board of Directors, and Secretary. Dr. Katz is also the Manager of the Sponsor, who has sole voting and dispositive power over all securities held by the Sponsor.
F4 The Private Warrants will become exercisable on the later of 30 days after the completion of the Company's initial business combination or 12 months from the completion of the Company's initial public offering.
F5 The Private Warrants will expire on the fifth anniversary of the Company's completion of its initial business combination.
F6 The Private Rights entitle the holder to receive 1/10th of a share of Common Stock upon consummation of the Company's initial business combination without paying any additional consideration.
F7 Upon the consummation of the Company's initial business combination.
F8 If the Company is unable to complete its initial business combination within 18 months from the closing date of the offering the Private Rights will expire worthless.
F9 Distribution of Private Warrants to direct and indirect members of the Sponsor.