Fernandez Bernardo Calleja - 28 Jul 2021 Form 4 Insider Report for Otis Worldwide Corp (OTIS)

Role
President, Otis EMEA
Signature
Joshua Mullin, Attorney-in-Fact
Issuer symbol
OTIS
Transactions as of
28 Jul 2021
Net transactions value
-$140,169
Form type
4
Filing time
30 Jul 2021, 16:16:05 UTC
Next filing
07 Feb 2022
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction OTIS Common Stock Options Exercise $143,784 +3,234 +45% $44.46 10,487 28 Jul 2021 Direct
transaction OTIS Common Stock Tax liability $143,729 -1,637 -16% $87.80 8,850 28 Jul 2021 Direct
transaction OTIS Common Stock Sale $140,224 -1,597 -18% $87.80 7,253 28 Jul 2021 Direct F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction OTIS Stock Appreciation Rights Options Exercise $0 -3,234 -100% $0.000000* 0 28 Jul 2021 Common Stock 3,234 $44.46 Direct
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $87.801 to $87.83, inclusive. The reporting person undertakes to provide the registrant, any security holder of the registrant, or the SEC staff, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth above.