Timothy Lain - Jul 21, 2021 Form 4 Insider Report for CARPENTER TECHNOLOGY CORP (CRS)

Role
SVP and CFO
Signature
James D. Dee/POA
Stock symbol
CRS
Transactions as of
Jul 21, 2021
Transactions value $
-$44,691
Form type
4
Date filed
7/23/2021, 04:15 PM
Next filing
Aug 10, 2021

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction CRS Common Stock Award +981 +2.74% 36.8K Jul 21, 2021 Direct F1
transaction CRS Common Stock Award +1.65K +4.49% 38.5K Jul 21, 2021 Direct F2
transaction CRS Common Stock Tax liability -$44.7K -1.16K -3.02% $38.46 37.3K Jul 21, 2021 Direct F3, F4
holding CRS Common Stock 2.63K Jul 21, 2021 By 401(k) Retirement Plan F5
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The reporting person was granted a performance-based restricted stock unit award with an effective grant date of August 6, 2018, and performance period ending June 30, 2021. The financial results were confirmed and approved on July 21, 2021, by the Audit/Finance Committee of Carpenter's Board of Directors and, on July 21, 2021, the Compensation Committee of Carpenter's Board of Directors certified the achievement of the performance targets based on the approved financial results.
F2 The reporting person was granted a performance-based restricted stock unit award with an effective grant date of September 14, 2018, and performance period ending June 30, 2021. The financial results were confirmed and approved on July 21, 2021, by the Audit/Finance Committee of Carpenter's Board of Directors and, on July 21, 2021, the Compensation Committee of Carpenter's Board of Directors certified the achievement of the performance targets based on the approved financial results.
F3 In connection with the distribution of the reported stock award.
F4 Includes shares acquired under the Carpenter Technology Corporation Dividend Reinvestment Program.
F5 Includes shares acquired under the Savings Plan of Carpenter Technology Corporation. The share balance under the Savings Plan of Carpenter Technology fluctuates due to rounding differences produced by the Plan's method of estimating shares.