Perry S. Beberman - 15 Jul 2021 Form 4 Insider Report for ALLIANCE DATA SYSTEMS CORP (BFH)

Role
EVP, Chief Financial Officer
Signature
Cynthia L. Hageman, Attorney in Fact
Issuer symbol
BFH
Transactions as of
15 Jul 2021
Net transactions value
$0
Form type
4
Filing time
16 Jul 2021, 16:15:59 UTC
Previous filing
09 Jul 2021
Next filing
11 Feb 2022
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction BFH Common Stock Award +9,808 9,808 15 Jul 2021 Direct F1
transaction BFH Common Stock Award +3,121 +32% 12,929 15 Jul 2021 Direct F2, F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The new grant is for 9,808 shares of common stock represented by time-based restricted stock units. The restrictions will lapse on 3,236 units on 7/15/22 , on 3,237 units on 7/17/23 and on 3,335 units on 7/15/24, subject to continued employment by the Reporting Person on the vesting dates.
F2 The new grant is for 3,121 shares of common stock represented by performance-based restricted stock units, which may be adjusted up or down at the time the performance restriction lapses. The restriction may lapse with respect to 100% of such shares on 7/15/24 contingent on meeting predetermined performance measures and subject to continued employment by the Reporting Person on the vesting date.
F3 The total number of securities beneficially owned includes: (a) the new grant for 9,808 time-based restricted stock units; and (b) the new grant for 3,121 performance-based restricted stock units.