Ashton B. Carter - Jul 1, 2021 Form 4 Insider Report for GENERAL ELECTRIC CO (GE)

Role
Director
Signature
Brandon Smith on behalf of Ashton B. Carter
Stock symbol
GE
Transactions as of
Jul 1, 2021
Transactions value $
$46,485
Form type
4
Date filed
7/1/2021, 04:48 PM
Previous filing
Jun 21, 2021
Next filing
Oct 1, 2021

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction GE Deferred Fee Phantom Stock Units Award $46.5K +3.47K +19.2% $13.40* 21.5K Jul 1, 2021 Common Stock 3.47K Direct F1, F2, F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Acquired at a price of $13.40 per unit pursuant to the terms of the 2007 Long-Term Incentive Plan. Payable beginning one year after termination of service as a director.
F2 Each unit of phantom stock is the economic equivalent of one share of common stock.
F3 Payable beginning one year after termination of service as a director.