Roelof Botha - Jun 16, 2021 Form 3 Insider Report for 23andMe Holding Co. (ME)

Role
Director, 10%+ Owner
Signature
By: /s/ Jung Yeon Son, Attorney-in-fact for Roelof Botha
Stock symbol
ME
Transactions as of
Jun 16, 2021
Transactions value $
$0
Form type
3
Date filed
6/25/2021, 05:35 PM
Previous filing
Jun 17, 2021
Next filing
Jun 21, 2021

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding ME Class B Common Stock, $0.0001 par value Jun 16, 2021 Class A Common Stock 624K By estate planning vehicles F1
holding ME Class B Common Stock, $0.0001 par value Jun 16, 2021 Class A Common Stock 3.63M Sequoia Capital Growth Fund III, L.P. F1, F2, F3
holding ME Class B Common Stock, $0.0001 par value Jun 16, 2021 Class A Common Stock 6.14M Sequoia Capital U.S. Growth Fund VII, L.P. F1, F2, F3
holding ME Class B Common Stock, $0.0001 par value Jun 16, 2021 Class A Common Stock 505K Sequoia Capital U.S. Growth VII Principals Fund, L.P. F1, F2, F3
holding ME Class B Common Stock, $0.0001 par value Jun 16, 2021 Class A Common Stock 3.82M Sequoia Capital U.S. Growth Fund VIII, L.P. F1, F2, F3
holding ME Class B Common Stock, $0.0001 par value Jun 16, 2021 Class A Common Stock 3.67M Sequoia Capital Global Growth Fund II, L.P. F1, F2, F3
holding ME Class B Common Stock, $0.0001 par value Jun 16, 2021 Class A Common Stock 55.1K Sequoia Capital Global Growth II Principals Fund, L.P. F1, F2, F3
holding ME Class B Common Stock, $0.0001 par value Jun 16, 2021 Class A Common Stock 1.24M Sequoia Grove II, LLC F1, F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Shares of Class B Common Stock, which are not registered under the Securities Exchange Act of 1934, as amended, are convertible into shares of Class A Common Stock on a share-for-share basis.
F2 The Reporting Person is a director and stockholder of SC US (TTGP), Ltd. SC US (TTGP), Ltd. is (i) the general partner of SC U.S. Growth VII Management, L.P., which is the general partner of each of Sequoia Capital U.S. Growth Fund VII, L.P. ("GF VII") and Sequoia Capital U.S. Growth VII Principals Fund, L.P. ("GFVII PF") (collectively, the GF VII Funds); (ii) the general partner of SC U.S. Growth VIII Management, L.P., which is the general partner of Sequoia Capital U.S. Growth Fund VIII, L.P. ("GF VIII"); and (iii) the general partner of SC Global Growth II Management, L.P., which is the general partner of each of Sequoia Capital Global Growth Fund II, L.P. ("GGF II") and Sequoia Capital Global Growth II Principals Fund, L.P ("GGFII PF") (collectively, the GGF II Funds).
F3 (Continued from Footnote 2) In addition, the Reporting Person is a director and stockholder of SCGF III Management, LLC, which is the general partner of Sequoia Capital Growth Fund III, LP ("GFIII"). Voting and disposition decisions at SC US (TTGP), Ltd. with respect to the shares held by the GGF II Funds are made by an investment committee that includes the Reporting Person. The Reporting Person disclaims beneficial ownership of the securities included in this report, except to the extent of his pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes.
F4 The Reporting Person is a member of Sequoia Grove II, LLC. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes.

Remarks:

Exhibit 24.1 - Power of Attorney