John Wendell Thompson - 02 Jun 2021 Form 4 Insider Report for MICROSOFT CORP (MSFT)

Role
Director
Signature
Ann Habernigg, Attorney-in-fact for John W. Thompson
Issuer symbol
MSFT
Transactions as of
02 Jun 2021
Net transactions value
$0
Form type
4
Filing time
03 Jun 2021, 18:19:22 UTC
Previous filing
27 May 2021
Next filing
11 Jun 2021
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction MSFT Common Stock Other $0 -4,585 -34% $0.000000 9,015 07 May 2021 By GRAT F1
transaction MSFT Common Stock Other $0 -4,589 -34% $0.000000 9,011 07 May 2021 By GRAT F1
transaction MSFT Common Stock Other $0 +9,174 +11613% $0.000000 9,253 07 May 2021 By Trust F1
holding MSFT Common Stock 1,066 02 Jun 2021 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction MSFT Restricted Stock Units Award $0 +363 +0.94% $0.000000 38,973 02 Jun 2021 Common Stock 363 Direct F2, F3, F4
holding MSFT Restricted Stock Units 26,083 02 Jun 2021 Common Stock 26,083 Direct F2, F3, F5
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 On May 5, 2020, an aggregate of 27,200 shares held indirectly by a family Trust were transferred into two GRATs for the benefit of the reporting person and his spouse. On May 7, 2021, the GRATs returned an aggregate of 9,174 shares back to the Trust as an annuity payment.
F2 Each restricted stock unit represents a contingent right to receive one share of Microsoft common stock.
F3 The restricted stock units are fully vested.
F4 Delivery of the shares to the reporting person will be made in five equal annual installments beginning 30 days after the reporting person's separation from service on the Board of Director.
F5 The restricted stock units are fully vested. Delivery of the shares to the reporting person will be made on the first anniversary of the reporting person's separation from service on the Board of Directors.