John J. Bryant - May 19, 2021 Form 4 Insider Report for OSHKOSH CORP (OSK)

Role
EVP and Pres, Defense Segment
Signature
Ignacio A. Cortina, for John J. Bryant
Stock symbol
OSK
Transactions as of
May 19, 2021
Transactions value $
-$1,447,929
Form type
4
Date filed
5/20/2021, 03:00 PM
Next filing
Jun 1, 2021

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction OSK Common Stock Sale -$966K -7.3K -38.28% $132.36 11.8K May 19, 2021 Direct F1
transaction OSK Common Stock Options Exercise $452K +5.23K +44.39% $86.59 17K May 19, 2021 Direct
transaction OSK Common Stock Sale -$690K -5.23K -30.74% $131.97 11.8K May 19, 2021 Direct F2
transaction OSK Common Stock Options Exercise $165K +2.5K +21.24% $66.09 14.3K May 19, 2021 Direct
transaction OSK Common Stock Sale -$330K -2.5K -17.52% $131.86 11.8K May 19, 2021 Direct F3
transaction OSK Common Stock Options Exercise $173K +1.92K +16.28% $90.28 13.7K May 19, 2021 Direct
transaction OSK Common Stock Sale -$253K -1.92K -14% $132.12 11.8K May 19, 2021 Direct F4

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction OSK Options Options Exercise $0 -5.23K -100% $0.00* 0 May 19, 2021 Common Stock 5.23K $86.59 Direct F5, F6
transaction OSK Options Options Exercise $0 -2.5K -50% $0.00 2.5K May 19, 2021 Common Stock 2.5K $66.09 Direct F5, F7
transaction OSK Options Options Exercise $0 -1.92K -33.32% $0.00 3.83K May 19, 2021 Common Stock 1.92K $90.28 Direct F5, F8
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Represents weighted average price. Individual sales by lot ranged from $132.28 to $132.36. The Company will provide, upon request by the SEC staff, the full information regarding the number of shares purchased or sold at each separate price.
F2 Represents weighted average price. Individual sales by lot ranged from $131.97 to $132.04. The Company will provide, upon request by the SEC staff, the full information regarding the number of shares purchased or sold at each separate price.
F3 Represents weighted average price. Individual sales by lot ranged from $131.85 to $131.94. The Company will provide, upon request by the SEC staff, the full information regarding the number of shares purchased or sold at each separate price.
F4 Represents weighted average price. Individual sales by lot ranged from $131.99 to $132.17. The Company will provide, upon request by the SEC staff, the full information regarding the number of shares purchased or sold at each separate price.
F5 Option (right to buy) granted pursuant to the Company's Stock Plan.
F6 Options vest in one-third (1/3) annual increments commencing on 11/20/2018.
F7 Options vest in one-third (1/3) annual increments commencing on 11/19/2019.
F8 Options vest in one-third (1/3) annual increments commencing on 11/18/2020.