Michael J. Farrell - 14 May 2021 Form 4 Insider Report for ZIMMER BIOMET HOLDINGS, INC. (ZBH)

Role
Director
Signature
/s/ Heather J. Kidwell, Attorney-in-Fact for Michael J. Farrell (power of attorney previously filed)
Issuer symbol
ZBH
Transactions as of
14 May 2021
Transactions value $
$0
Form type
4
Filing time
18 May 2021, 19:03:58 UTC
Next filing
02 Jul 2021
SEC
View on sec.gov

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction ZBH Phantom Stock Units Award $0 +500 +5.82% $0.00 9.09K 14 May 2021 Common Stock 500 $166.87 Direct F1, F2, F3, F4
transaction ZBH Restricted Stock Units Award $0 +779 +11.67% $0.00 7.45K 14 May 2021 Common Stock 779 Direct F2, F5, F6
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The phantom stock units were accrued under the Zimmer Biomet Holdings, Inc. Deferred Compensation Plan for Non-Employee Directors.
F2 The Conversion or Exercise Price of Derivative Security is 1-for-1.
F3 The units are to be settled in shares of Company common stock within sixty days after cessation of the reporting person's service as a Director.
F4 Includes 11.383 phantom stock units accrued on April 30, 2021 under the dividend reinvestment provision of the Zimmer Biomet Holdings, Inc. Deferred Compensation Plan for Non-Employee Directors.
F5 The Restricted Stock Units are immediately 100% vested and will be subject to mandatory deferral until the later of (1) the reporting person's termination of service as a Director or (2) the date that is three years after the grant date.
F6 Includes Restricted Stock Units granted in prior years that are subject to different mandatory deferral periods.