Bradley M. Nelson - 14 May 2021 Form 4 Insider Report for OSHKOSH CORP (OSK)

Role
SVP & Pres. Commercial Segment
Signature
Ignacio A. Cortina, for Bradley M. Nelson
Issuer symbol
OSK
Transactions as of
14 May 2021
Net transactions value
-$1,736,926
Form type
4
Filing time
18 May 2021, 14:01:24 UTC
Next filing
02 Jun 2021
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction OSK Common Stock Options Exercise $360,264 +7,675 +29% $46.94 33,897 14 May 2021 Direct F1
transaction OSK Common Stock Sale $1,035,281 -7,675 -23% $134.89 26,222 14 May 2021 Direct
transaction OSK Common Stock Options Exercise $473,328 +11,400 +43% $41.52 37,622 14 May 2021 Direct
transaction OSK Common Stock Sale $1,535,238 -11,400 -30% $134.67 26,222 14 May 2021 Direct F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction OSK Options Options Exercise $0 -7,675 -100% $0.000000* 0 14 May 2021 Common Stock 7,675 $46.94 Direct F3, F4
transaction OSK Options Options Exercise $0 -11,400 -100% $0.000000* 0 14 May 2021 Common Stock 11,400 $41.52 Direct F3, F5
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Reporting Person completed a cashless exercise of OSK stock options granted in 2014 and due to expire on September 15, 2021.
F2 Represents weighted average price. Individual sales by lot ranged from $134.61 to $134.99. The Company will provide, upon request by the SEC staff, the full information regarding the number of shares purchased or sold at each separate price.
F3 Option (right to buy) granted pursuant to the Company's Stock Plan.
F4 Options vest in one-third (1/3) annual increments commencing on 9/15/2015.
F5 Options vest in one-third (1/3) annual increments commencing on 11/12/2016.