James W. Johnson - May 6, 2021 Form 4 Insider Report for OSHKOSH CORP (OSK)

Role
Exec. VP & Pres., Fire & Emerg
Signature
Ignacio A. Cortina, for James W. Johnson
Stock symbol
OSK
Transactions as of
May 6, 2021
Transactions value $
-$125,373
Form type
4
Date filed
5/7/2021, 12:18 PM
Next filing
May 11, 2021

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction OSK Common Stock Options Exercise +2.12K +4.74% 46.9K May 6, 2021 Direct F1
transaction OSK Common Stock Tax liability -$125K -948 -2.02% $132.25 45.9K May 6, 2021 Direct F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction OSK Restricted Stock Units Options Exercise $0 -2.12K -49.99% $0.00 2.12K May 6, 2021 Common Stock 2.12K Direct F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Each Restricted Stock Unit represents a contingent right to receive one share of OSK common stock.
F2 Amount includes a total of 782.52 shares acquired under the Oshkosh Corporation Employee Stock Purchase Plan through 5/7/2021. Between 2/17/2021 and 5/7/2021, the reporting person acquired 7.45 shares under the Oshkosh Corporation Employee Stock Purchase Plan.
F3 Restricted Stock Unit Award vests in one-third (1/3) annual increments commencing on 5/6/2020.