MICHAEL DENNIS CASEY - 08 Nov 2021 Form 4 Insider Report for CARTERS INC (CRI)

Role
Chairman and CEO, Director
Signature
/s/Scott F. Duggan, Attorney-in-Fact
Issuer symbol
CRI
Transactions as of
08 Nov 2021
Net transactions value
-$2,467,184
Form type
4
Filing time
09 Nov 2021, 15:18:39 UTC
Next filing
16 Nov 2021
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction CRI Common Stock Options Exercise $745,675 +17,500 +3.8% $42.61 473,673 08 Nov 2021 Direct F1, F2
transaction CRI Common Stock Sale $1,846,075 -17,500 -3.7% $105.49 456,173 08 Nov 2021 Direct F1, F2, F3
transaction CRI Common Stock Sale $1,366,784 -12,812 -2.8% $106.68 443,361 08 Nov 2021 Direct F1, F2, F4

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction CRI Employee Stock Option (Right to Purchase) Options Exercise $0 -17,500 -25% $0.000000 52,500 08 Nov 2021 Common Stock 17,500 $42.61 Direct F5
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The transaction reported in this Form 4 was effectuated pursuant to a Rule 10b5-1 trading plan
F2 Some of these shares are restricted shares that are subject to either time-vesting or performance-based restrictions.
F3 This is a weighted average price. The shares were sold in multiple trade executions at prices ranging from $104.50 to $106.10 inclusive. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price.
F4 This is a weighted average price. The shares were sold in multiple trade executions at prices ranging from $106.25 to $107.00 inclusive. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price.
F5 The option vested in four equal installments on February 22, 2013, 2014, 2015, and 2016.