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Signature
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Elizabeth McCarroll, by power of attorney for Robert Fauber
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Issuer symbol
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MCO
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Transactions as of
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02 Jan 2025
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Net transactions value
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-$105,976
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Form type
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4
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Filing time
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03 Jan 2025, 16:13:31 UTC
Transactions Table
| Type |
Sym |
Class |
Transaction |
Value $ |
Shares |
Change % |
* Price $ |
Shares After |
Date |
Ownership |
Footnotes |
| transaction |
MCO |
Common Stock |
Options Exercise |
$4,525 |
+56 |
+0.09% |
$80.81 |
61,950 |
02 Jan 2025 |
Direct |
F1, F2 |
| transaction |
MCO |
Common Stock |
Options Exercise |
$12,620 |
+134 |
+0.22% |
$94.18 |
62,084 |
02 Jan 2025 |
Direct |
F1, F2 |
| transaction |
MCO |
Common Stock |
Options Exercise |
$10,314 |
+91 |
+0.15% |
$113.34 |
62,175 |
02 Jan 2025 |
Direct |
F1, F2 |
| transaction |
MCO |
Common Stock |
Sale |
$133,436 |
-281 |
-0.45% |
$474.86 |
61,894 |
02 Jan 2025 |
Direct |
F1, F2 |
Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)
| Type |
Sym |
Class |
Transaction |
Value $ |
Shares |
Change % |
* Price $ |
Shares After |
Date |
Underlying Class |
Amount |
Exercise Price |
Ownership |
Footnotes |
| transaction |
MCO |
Employee Stock Option (right to buy) |
Options Exercise |
$0 |
-56 |
-5% |
$0.000000 |
1,062 |
02 Jan 2025 |
Common Stock |
56 |
$80.81 |
Direct |
F3 |
| transaction |
MCO |
Employee Stock Option (right to buy) |
Options Exercise |
$0 |
-134 |
-5% |
$0.000000 |
2,547 |
02 Jan 2025 |
Common Stock |
134 |
$94.18 |
Direct |
F3 |
| transaction |
MCO |
Employee Stock Option (right to buy) |
Options Exercise |
$0 |
-91 |
-1.1% |
$0.000000 |
8,246 |
02 Jan 2025 |
Common Stock |
91 |
$113.34 |
Direct |
F3 |
* An asterisk sign (*) next to the price indicates that the price is likely invalid.
Buy Plan / Sale Plan: These are also open market purchases/sales of shares, but in this case the transaction is part of a trading plan. Rule 10b5-1 allows insiders to setup a trading plan to buy/sell stocks over a certain period of time. Since the purchases/sales are predetermined, this protects the insiders from violating insider trading law.
Transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c).
Explanation of Responses: