-
Signature
-
Elizabeth McCarroll, by power of attorney for Robert Fauber
-
Issuer symbol
-
MCO
-
Transactions as of
-
16 Jan 2024
-
Net transactions value
-
-$820,929
-
Form type
-
4
-
Filing time
-
17 Jan 2024, 16:26:12 UTC
Transactions Table
| Type |
Sym |
Class |
Transaction |
Value $ |
Shares |
Change % |
* Price $ |
Shares After |
Date |
Ownership |
Footnotes |
| transaction |
MCO |
Common Stock |
Sale |
$376,500 |
-1,000 |
-1.8% |
$376.50 |
54,099 |
16 Jan 2024 |
Direct |
F1 |
| transaction |
MCO |
Common Stock |
Options Exercise |
$74,096 |
+756 |
+1.4% |
$98.01 |
54,855 |
16 Jan 2024 |
Direct |
F2 |
| transaction |
MCO |
Common Stock |
Sale |
$284,634 |
-756 |
-1.4% |
$376.50 |
54,099 |
16 Jan 2024 |
Direct |
F2 |
| transaction |
MCO |
Common Stock |
Options Exercise |
$63,921 |
+791 |
+1.5% |
$80.81* |
54,890 |
16 Jan 2024 |
Direct |
F2 |
| transaction |
MCO |
Common Stock |
Sale |
$297,812 |
-791 |
-1.4% |
$376.50 |
54,099 |
16 Jan 2024 |
Direct |
F2 |
Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)
| Type |
Sym |
Class |
Transaction |
Value $ |
Shares |
Change % |
* Price $ |
Shares After |
Date |
Underlying Class |
Amount |
Exercise Price |
Ownership |
Footnotes |
| transaction |
MCO |
Employee Stock Option (right to buy) |
Options Exercise |
$0 |
-756 |
-100% |
$0.000000* |
0 |
16 Jan 2024 |
Common Stock |
756 |
$98.01 |
Direct |
F3 |
| transaction |
MCO |
Employee Stock Option (right to buy) |
Options Exercise |
$0 |
-791 |
-100% |
$0.000000* |
0 |
16 Jan 2024 |
Common Stock |
791 |
$80.81 |
Direct |
F3 |
* An asterisk sign (*) next to the price indicates that the price is likely invalid.
Buy Plan / Sale Plan: These are also open market purchases/sales of shares, but in this case the transaction is part of a trading plan. Rule 10b5-1 allows insiders to setup a trading plan to buy/sell stocks over a certain period of time. Since the purchases/sales are predetermined, this protects the insiders from violating insider trading law.
Transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c).
Explanation of Responses: