Jose Minaya - 15 Dec 2023 Form 4 Insider Report for MOODYS CORP /DE/ (MCO)

Role
Director
Signature
Elizabeth McCarroll by power of attorney for Jose Minaya
Issuer symbol
MCO
Transactions as of
15 Dec 2023
Net transactions value
+$3,768
Form type
4
Filing time
18 Dec 2023, 16:19:50 UTC
Previous filing
03 Oct 2023
Next filing
04 Jan 2024
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction MCO Common Stock Award $3,278 +8 +0.62% $389.88 1,359 15 Dec 2023 Direct F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction MCO Phantom Stock Units (Deferred Compensation) Award $490 +1 +0.27% $389.06 476 15 Dec 2023 Common Stock 1 Direct F2, F3, F4
transaction MCO Dividend Equivalent Award $0 +1 +28% $0.000000 6 15 Dec 2023 Common Stock 1 Direct F5
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 RSU deferred dividend reinvestment accrual.
F2 Phantom Stock Units arising out of the Reporting Person's election to defer receipt of retainer fees.
F3 The security converts to common stock on a one-for-one basis.
F4 These units are to be settled in cash after the Reporting Person's retirement.
F5 Dividend Equivalents accrued on exempt grant of unvested RSUs, which will vest and settle with the underlying award.